Senior Compliance Risk Officer

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop and implement compliance testing programs...

Job Title: SVP, Compliance Independent Assessment OfficerCiti is seeking a highly skilled and experienced professional to join our team as a Senior Compliance Risk Officer. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance...

About the RoleCitibank, N.A. Hong Kong is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team as a Compliance Independent Assessment Officer. This is a hybrid role based in Hong Kong, and we are looking for a professional who can assess compliance risks and controls implemented by the first and second line of defense.Key...

Job Title: Risk & Compliance Support OfficerAt The Bank of East Asia, we are seeking a highly skilled and experienced Risk & Compliance Support Officer to join our team.Responsibilities:Provide support to branch staff in adhering to the regulated investment products sales process.Assist in the planning and development of regulated investment products sales...

Job SummaryCiti is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control function, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesDesign, develop, and maintain best-in-class Compliance...

Job Title: Compliance Senior ManagerNoah International 諾亞國際 is seeking a seasoned Compliance Senior Manager to lead our risk-based assurance and monitoring program.Key Responsibilities:Develop and implement a risk-based assurance and monitoring program to ensure compliance with regulatory requirements.Review and ensure the selling process complies...

Compliance Officer Job DescriptionAt iCapital, we are seeking a highly skilled Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a critical role in ensuring the firm's growth is sustainable and compliant with regulatory requirements.Key Responsibilities:Develop and implement a comprehensive compliance...

**Job Summary**iCapital is seeking a highly skilled Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a critical role in ensuring the firm's growth is sustainable and compliant with regulatory requirements.**Key Responsibilities**Develop and implement a comprehensive compliance strategy and guidelines to...

Compliance Risks Officer TraineeSociete Generale Assurances is seeking a highly motivated and detail-oriented Compliance Risks Officer Trainee to join our team in Hong Kong.ResponsibilitiesAssist in the maintenance of APAC ESG regulatory mapping and support advisory and ad-hoc business enquiries related to ESG topics.Coordinate the update of APAC compliance...

Job Title: Compliance Risks Officer TraineeThis is a fixed-term 12-month Trainee contract with Societe Generale Assurances. As a Compliance Risks Officer Trainee, you will be part of the team on a full-time basis.Responsibilities:Assist with the maintenance of APAC ESG regulatory mapping.Support the advisory and ad-hoc business enquiries related to ESG...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Job Title: Compliance and Risk ManagerICBC Asset Management (Global) is seeking a highly skilled Compliance and Risk Manager to join our team. As a key member of our compliance function, you will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key...

Job SummaryCiti is seeking a highly skilled and experienced AML Compliance Officer to join our team in Hong Kong. As a key member of our Global Legal Affairs and Compliance (GLAC) team, you will be responsible for establishing internal procedures to prevent money laundering and assisting in all matters concerning financial crimes in coordination with the...

Job Title: Senior Manager, Business Risk and ManagementTalent Axis is seeking a highly skilled Senior Manager, Business Risk and Management to join our team. As a key member of our organization, you will be responsible for managing end-to-end processes and associated risks effectively, aligning with our business strategy and standards.Key...

Compliance Officer - Private BankingLarson Maddox is seeking an experienced Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for ensuring the highest standards of compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct comprehensive due diligence on...

Compliance Officer - Private BankingLarson Maddox is seeking a highly skilled Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Key...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Job SummaryDBS Bank (Hong Kong) Limited is seeking a seasoned professional to lead our Customer Due Diligence (CDD) team. As a key member of our Compliance and Risk Management department, you will be responsible for ensuring the effective implementation of CDD measures to mitigate the risk of the bank.Key ResponsibilitiesLead and manage a team of CDD...

Job Title: Legal and Compliance ManagerICBC Asset Management (Global) is seeking a highly skilled Legal and Compliance Manager to join our team. The successful candidate will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key Responsibilities:Develop...

About the RoleDBS Bank is seeking a seasoned professional to lead our Know Your Customer (KYC) team in Private Banking. As a Senior Manager, Compliance and Risk, you will be responsible for planning, directing, and supervising KYC activities to ensure compliance with regulatory requirements and Group standards.Key ResponsibilitiesLead a team of 8-10 KYC/AML...