Risk and Compliance Officer

Job SummaryCiti is seeking a highly skilled Compliance Risk Officer to join our team. As a key member of our Compliance and Control function, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesDesign, develop, and maintain best-in-class Compliance...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop and implement compliance testing programs...

Compliance Risks Officer TraineeSociete Generale Assurances is seeking a highly motivated and detail-oriented Compliance Risks Officer Trainee to join our team in Hong Kong.ResponsibilitiesAssist in the maintenance of APAC ESG regulatory mapping and support advisory and ad-hoc business enquiries related to ESG topics.Coordinate the update of APAC compliance...

Job Title: Compliance Risks Officer TraineeThis is a fixed-term 12-month Trainee contract with Societe Generale Assurances. As a Compliance Risks Officer Trainee, you will be part of the team on a full-time basis.Responsibilities:Assist with the maintenance of APAC ESG regulatory mapping.Support the advisory and ad-hoc business enquiries related to ESG...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing,...

Job Title: SVP, Compliance Independent Assessment OfficerCiti is seeking a highly skilled and experienced professional to join our team as a Senior Compliance Risk Officer. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance...

About the RoleCitibank, N.A. Hong Kong is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team as a Compliance Independent Assessment Officer. This is a hybrid role based in Hong Kong, and we are looking for a professional who can assess compliance risks and controls implemented by the first and second line of defense.Key...

Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Risks Officer Trainee to join our team at Société Générale Assurances. As a Compliance Trainee, you will assist in maintaining APAC ESG regulatory mapping, support advisory and ad-hoc business enquiries, and contribute to GRC team projects.Key ResponsibilitiesAssist in the...

{"Responsibilities": "Key ResponsibilitiesAs a Compliance Risk Manager at SMBC Group, you will be responsible for conducting effective and objective compliance monitoring activities, identifying potential or actual regulatory risks, and proposing recommendations to mitigate these risks.Key responsibilities include:Conducting compliance reviews in accordance...

Compliance Officer Job DescriptionAt iCapital, we are seeking a highly skilled Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a critical role in ensuring the firm's growth is sustainable and compliant with regulatory requirements.Key Responsibilities:Develop and implement a comprehensive compliance...

Job Title: Compliance Senior ManagerNoah International 諾亞國際 is seeking a seasoned Compliance Senior Manager to lead our risk-based assurance and monitoring program.Key Responsibilities:Develop and implement a risk-based assurance and monitoring program to ensure compliance with regulatory requirements.Review and ensure the selling process complies...

Job SummaryWe are seeking a highly skilled and experienced Compliance Risk Management Specialist to join our team at The Bank of East Asia. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesSupport Branch...

**Job Summary**iCapital is seeking a highly skilled Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a critical role in ensuring the firm's growth is sustainable and compliant with regulatory requirements.**Key Responsibilities**Develop and implement a comprehensive compliance strategy and guidelines to...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Compliance Officer - Private BankingLarson Maddox is seeking an experienced Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for ensuring the highest standards of compliance with all relevant regulations and internal policies.Key Responsibilities:Conduct comprehensive due diligence on...

Compliance Officer - Private BankingLarson Maddox is seeking a highly skilled Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Key...

Job Title: Compliance and Risk ManagerICBC Asset Management (Global) is seeking a highly skilled Compliance and Risk Manager to join our team. As a key member of our compliance function, you will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key...

Job Title: Compliance SpecialistAbout the Role:We are seeking a highly skilled Compliance Specialist to join our team at Rapyd. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Responsibilities:Perform Enhanced Due Diligence (EDD) on high-risk...

EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...