Equities Compliance Specialist

Job Summary:Ashford Benjamin Ltd is seeking a highly experienced Equities Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for providing expert advice on equities and electronic trading compliance matters.Key Responsibilities:Provide compliance advice on APAC equities and electronic trading...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our Equities business on regulatory matters, developing and implementing compliance policies and...

Job Title: Private Equity Fund Operations SpecialistAt Bo Le Leaders Ltd, we are seeking a highly skilled Private Equity Fund Operations Specialist to join our team. As a key member of our operations team, you will be responsible for ensuring the smooth day-to-day operations of our private equity funds.Responsibilities:Manage daily processes for current and...

{"title": "Regional Equities Compliance Head", "content": "Job SummaryHARBRIDGE PARTNERS is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our business units on regulatory matters, developing and implementing...

Job Title: Cash Equities Operations SpecialistBTIG is seeking a highly skilled Cash Equities Operations Specialist to join our team. As a key member of our operations team, you will play a critical role in supporting our cash equities business, including PT, DMA, and High Touch desk operations.Key Responsibilities:Coordinate with Operations, Sales, and...

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our business units and infrastructure teams across the region.Key Responsibilities:Provide...

Job Title: Strategic Equity Solutions SpecialistCiti is seeking a highly experienced Corporate Equity Derivative professional to join our team in Asia. As a Strategic Equity Solutions Specialist, you will be responsible for structuring and executing complex equity derivative transactions for our clients across the private bank, corporate, and investment bank...

Job SummaryDBS Bank (Hong Kong) Limited is seeking a skilled Equities Operations Specialist to join our team. As an Equities Operations Specialist, you will play a critical role in supporting the end-to-end processing of equity trade booking/matching, reconciliation, and settlement process for DBS Vickers.Key ResponsibilitiesSupport the trade settlement...

Job SummaryDBS Bank (Hong Kong) Limited is seeking a skilled Equities Operations Specialist to join our team. As an Equities Operations Specialist, you will play a critical role in supporting the end-to-end processing of equity trade booking/matching, reconciliation, and settlement process for DBS Vickers.Key ResponsibilitiesSupport the trade settlement...

About the RoleThis is an exciting opportunity to join our team at Third Bridge as a Public Equity Associate. As a key member of our Connections business, you will be responsible for driving revenue by enabling our clients to connect with industry experts.Key ResponsibilitiesUnderstand Public Equity client needs and identify relevant experts to support their...

Job Title: Strategic Equity Solutions SpecialistCiti is seeking a highly experienced Strategic Equity Solutions Specialist to join our team. As a key member of our Corporate Equity Derivative team, you will be responsible for developing innovative structuring solutions for clients across the private bank, corporate, and investment bank...

Job SummaryAs an Equities Operations Specialist at DBS Bank (Hong Kong) Limited, you will play a crucial role in ensuring the smooth operation of our structured investment products, notes, and bonds services. Your primary responsibilities will include monitoring daily operations, performing trade checking, and assisting in the settlement of related...

Job DescriptionThis role is part of our Client Services Team, within the Public Equities & Credit vertical. As an Associate, you'll be the person driving relationships by enabling our clients to connect to the industry experts that will help them.ResponsibilitiesUnderstand Public Equity client needs and the most relevant experts that could help them.Deliver...

Job DescriptionThis role is part of our Client Services Team, within the Public Equities & Credit vertical. As an Associate, you'll be the person driving relationships by enabling our clients to connect to the industry experts that will help them.ResponsibilitiesUnderstand Public Equity client needs and the most relevant experts that could help them.Deliver...

Job SummaryThis role is an exciting opportunity to join our team at Third Bridge as a Public Equity Associate. As a key member of our Connections business, you will be responsible for driving revenue by enabling our clients to connect with industry experts.Key ResponsibilitiesUnderstand Public Equity client needs and identify relevant experts to support...

Job SummaryCiti is seeking a highly skilled Compliance Risk Officer to join our Equities team in Hong Kong. As a key member of our team, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that...

Job DescriptionThis role is part of our Client Services Team, within the Public Equities & Credit vertical. As an Associate, you'll be the person driving relationships by enabling our clients to connect to the industry experts that will help them.ResponsibilitiesUnderstand Public Equity client needs and the most relevant experts that could help them.Deliver...

About the Role:The Corporate Equity Derivative Specialist will play a key role in structuring and executing complex financial solutions for clients across the private bank, corporate, and investment bank sectors. This includes developing innovative structuring solutions, leading execution on transactions, and interfacing with clients to explain risk and...

Job DescriptionAt Third Bridge, we're a primary research business providing professional services to Private and Public Equity Investors, Investment Consultants, Investment Managers, and more. We help those investors understand companies and the issues they face. We build and share intelligence on key industry drivers and the latest sector trends. And we...