Regional Equities Compliance Head

Job Title: Regional Equities Compliance HeadHarbridge Partners is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our Equities business on regulatory matters, developing and implementing compliance policies and...

{"title": "Regional Equities Compliance Head", "content": "Job SummaryHARBRIDGE PARTNERS is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our business units on regulatory matters, developing and implementing...

Job Title: Head of Compliance Executive DirectorJoin HARBRIDGE PARTNERS as we seek a seasoned Head of Compliance Executive Director to lead our compliance efforts in Hong Kong. As a key member of our team, you will be responsible for overseeing compliance activities in Hong Kong, contributing to regional compliance oversight in Australia and Singapore, and...

Equities Compliance RoleA challenging opportunity has arisen for an experienced Equities Compliance professional to join Ashford Benjamin Ltd.Key Responsibilities:Provide expert compliance advice on APAC equities and electronic trading businessAct as the primary point of contact for regulatory and compliance matters related to market making activitiesDevelop...

Job Summary:Ashford Benjamin Ltd is seeking a highly experienced Equities Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for providing expert advice on equities and electronic trading compliance matters.Key Responsibilities:Provide compliance advice on APAC equities and electronic trading...

Job SummaryJobsLab is seeking a highly experienced and skilled Regional Head of Legal, Investment Bank to lead our legal team and provide strategic guidance on all legal matters related to our investment banking activities.Key Responsibilities:Strategic Leadership: Provide visionary leadership to our legal team, fostering a culture of excellence, innovation,...

**Job Summary**At Sun Life, we are seeking a highly experienced Regional Equity Research Analyst to join our team in Asia. As a key member of our research team, you will be responsible for providing in-depth research coverage of ASEAN markets, including Indonesia, Malaysia, Thailand, and Singapore.**Key Responsibilities**Conduct thorough research on equities...

Job DescriptionAs a Regional Equity Research Analyst, you will be responsible for providing in-depth research coverage of ASEAN markets, including Indonesia, Malaysia, Thailand, and Singapore. Your expertise will be focused on the Energy, Industrial, and Materials sectors, with a strong understanding of industry and sector dynamics.Key...

About the RoleWe are seeking a highly skilled and experienced Head of Distribution Compliance to join our team. As a key member of our compliance function, you will be responsible for leading the development and implementation of compliance strategies and programs to ensure that our distribution operations are in line with regulatory requirements.Key...

**Job Summary**As a Regional Equity Research Analyst at Sun Life, you will play a critical role in supporting the management of local and regional equity portfolios. Your expertise in equities single name research coverage, focusing on ASEAN markets, will be essential in identifying key inflection points and contributing to the optimization of portfolio...

Job DescriptionSun Life is seeking a highly experienced Regional Equity Research Analyst to join our team in Asia. As a key member of our research team, you will be responsible for providing in-depth analysis and research coverage of ASEAN markets, including Indonesia, Malaysia, Thailand, and Singapore.Key ResponsibilitiesDevelop and maintain a deep...

Job DescriptionSun Life is seeking a highly experienced Regional Equity Research Analyst to join our team in Asia. As a key member of our research team, you will be responsible for providing in-depth analysis and research coverage of ASEAN markets, including Indonesia, Malaysia, Thailand, and Singapore.Key ResponsibilitiesDevelop and maintain a deep...

Equities Compliance AssociateLarson Maddox is seeking an experienced Equities Compliance Associate to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key Responsibilities:Develop and enhance compliance policies and procedures tailored to global...

Job Title: Head of Compliance Executive DirectorAt Harbridge Partners, we are seeking a highly skilled and experienced Head of Compliance Executive Director to join our team. As a key member of our organization, you will be responsible for overseeing compliance activities in Hong Kong and contributing to regional compliance oversight in Australia and...

Key ResponsibilitiesAs a Regional Head of Legal, you will be responsible for leading a team of legal professionals and fostering a culture of excellence and continuous improvement.Strategic Leadership• Lead and mentor a team of legal professionals to achieve business objectives.Regulatory Compliance• Ensure compliance with all applicable laws,...

About the RoleWe are seeking a highly experienced and skilled Compliance professional to join our team as Head of Markets Compliance, Hong Kong - Director. This is a key leadership role that will play a critical part in ensuring the Bank's licenses to operate are protected and that our compliance program is effective in promoting a culture of compliance and...

About the RoleWe are seeking a highly experienced and skilled Compliance professional to join our team as Head of Markets Compliance, Hong Kong. As a key member of our Compliance Department, you will be responsible for promoting and enforcing adherence with laws, regulations, rules, and expectations of regulators in connection with our regulated...

Job Title: Head of IT Non-Linear, Equity, and Credit Filiere, AsiaCrédit Agricole CIB is seeking a highly skilled and experienced IT professional to lead our Non-Linear, Equity, and Credit Filiere in Asia.Key Responsibilities:Lead multiple IT teams in Asia for support and development of CA-CIB's Non-Linear, Equity, and Credit Filiere.Co-lead the IS Strategy...

Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance. The successful candidate will be responsible for overseeing and advising on all compliance and regulatory matters related to our operations in Hong Kong.Key ResponsibilitiesRegulatory LiaisonAs the primary liaison to the SFC exchanges and other...

Job SummaryWe are seeking a highly skilled Fund Administration Manager to join our team at Projob21 Ltd. as a Regional Fund Administration Manager, Private Equity and Alternative Investment. This is a key role that will be responsible for the administration of private equity and alternative investment funds, ensuring compliance with regulatory requirements...