Head of Compliance

{"title": "Regional Equities Compliance Head", "content": "Job SummaryHARBRIDGE PARTNERS is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our business units on regulatory matters, developing and implementing...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.The company was established in 2013 and is focused on revolutionizing the way people feel about insurance. FWD's...

About the RoleWe are seeking a highly experienced and skilled Compliance Director to join our team at Deutsche Bank Aktiengesellschaft, Filiale Hongkong. As a key member of our Compliance Department, you will play a critical role in protecting the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of...

Job SummaryJobsLab is seeking a highly experienced and skilled Regional Head of Legal, Investment Bank to lead our legal team and provide strategic guidance on all legal matters related to our investment banking activities.Key Responsibilities:Strategic Leadership: Provide visionary leadership to our legal team, fostering a culture of excellence, innovation,...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank of China. The successful candidate will be responsible for formulating compliance standards, plans, and objectives, as well as streamlining compliance processes and drawing up compliance staffing and authorization systems.Key ResponsibilitiesAssist in the development and...

About the RoleWe are seeking a highly experienced and skilled Head of Distribution Compliance to join our team at Manulife. As a key member of our organization, you will be responsible for leading our distribution compliance efforts and ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesRegulatory Compliance:...

About the RoleWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team at Company 28 - Manulife (International) Limited. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key...

About the RoleFubon Bank is seeking a highly experienced and skilled professional to lead our Transaction Monitoring and AML/CFT Compliance team. As the Head of Transaction Monitoring and AML/CFT Compliance, you will be responsible for providing strategic guidance and oversight to ensure the effective implementation and maintenance of our transaction...

Senior Legal Counsel**About Our Company**ALS International is a leading family office seeking a seasoned legal professional to lead their legal and compliance team in Hong Kong.**Key Responsibilities**The successful candidate will be responsible for providing strategic legal guidance to the CEO and other stakeholders, handling complex legal documents and...

Job SummaryWe are seeking a highly experienced and skilled Team Head to lead our insurance business team at The Bank of East Asia. The successful candidate will be responsible for driving the growth of our insurance business and revenue for retail banking.Key ResponsibilitiesDeputy of Section Head for Insurance BusinessLead the team on providing professional...

Compliance Manager (Corporate Banking)Our client, a leading financial institution, is seeking a highly skilled professional to fill the position of Compliance Manager.Key ResponsibilitiesCollaborate with the Head of Legal & Compliance to oversee all regulatory compliance matters.Conduct thorough compliance reviews and assessments to evaluate the...

About Our ClientProjob21 Ltd. is a leading provider of financial services, seeking a seasoned Compliance Monitoring Veteran to join our team in the Greater China region.Job ResponsibilitiesConduct annual risk assessments to identify key risk areas that require monitoring.Report to the Head of Compliance and provide regular updates on risk management...

About the RoleDBS Bank is seeking a highly experienced and skilled Senior Vice President, Team Head, Anti-Money Laundering Compliance to lead our Private Banking team in Hong Kong. As a key member of our Compliance function, you will be responsible for ensuring that our Private Banking business operates in compliance with all relevant laws and...

Job SummaryThe Bank of East Asia is seeking a highly skilled and experienced professional to fill the role of Section Head of Remittance Operations. As a key member of our Central Operations team, you will be responsible for managing the operations of the Remittance Operations Section, ensuring that all daily transactions and relevant controls are performed...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at ICBC Asset Management (Global). The successful candidate will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key ResponsibilitiesCompliance Review and Internal...

Our client, a reputable financial institution, is seeking a seasoned Compliance Lead to oversee the compliance department and ensure adherence to regulatory requirements. As a key member of the team, you will be responsible for leading a small team of compliance professionals and providing guidance on regulatory compliance, AML/CFT, and transaction...

Main ResponsibilitiesProvide advisory support and challenge to ensure that Client Relationship Officers perform initial and ongoing customer due diligence in accordance with EFG Global standards as well as applicable Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), Sanctions, and Tax regulations and laws;Subject matter expert to guide...

Projob21 Ltd. is seeking an experienced KYC Compliance professional to join our team in a global private bank. As a key member of our compliance team, you will play a critical role in ensuring the bank's adherence to regulatory requirements and maintaining a strong risk management culture.Key ResponsibilitiesConduct thorough KYC due diligence, account...

Compliance Risk Manager (Bank of China)Job Summary:We are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China. As a key member of our risk management department, you will be responsible for formulating and updating compliance risk and Know Your Customer (KYC) policies and procedures in line with the latest regulatory...

Main ResponsibilitiesHead of Enterprise Workflow System, Application, Information TechnologyHead of Enterprise Workflow System, Application, Information TechnologyKey Responsibilities:Supervise a team to support Consumer Finance Business, Call Center, Credit Approval, as well as workflow related application.Manage development & deployment projects of new...