Compliance Group Head

5 days ago

Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time
About FWD Life Insurance Corporation

FWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.

The company was established in 2013 and is focused on revolutionizing the way people feel about insurance. FWD's customer-centric and digitally enabled approach aims to deliver innovative propositions, easy-to-understand products, and a simpler insurance experience.

Job Summary

A key corporate governance role for FWD Life Insurance Corporation, responsible for ensuring compliance with group policies and adherence to statutory regulations. The Compliance Group Head will act as the Key Person in Control Function (KPIC) under Group Wide Supervision of FWD Life Insurance Corporation by the HK Insurance Authority.

Key Responsibilities
  • Responsible for the Compliance function in FWD Life Insurance Corporation; set strategies and drive the performance and results for the compliance function
  • Responsible for Group Compliance Function and development and maintaining Group-wide Compliance Framework and Programme
  • Providing assurance to the FWD Board, Group Risk Committee, and Group Audit Committee that the Group-wide Compliance Framework and Programme are appropriately implemented, and key compliance issues are addressed and remediated as appropriate
  • Maintaining regular contact with Group-wide Supervisor and overseeing preparation for Annual Supervisory College
  • Ensure business unit compliance functions are adequately resourced and function effectively
  • Acting as the second line of defence, advise and assist countries to effectively manage compliance risk, ensuring compliance with all applicable laws, regulations, and ethical standards
  • Partnering with legal to identify relevant compliance risk-related laws, regulations, and standards and translating regulations into compliance obligations
  • Assist first-line functions to identify activities to mitigate the risk, based on company's risk appetite and monitoring control of compliance risk
  • Providing advice to the business on implementing and embedding compliance obligations in business procedures, tracking internal mitigation activities, and planning and executing training
  • Champion a positive risk and compliance culture ensuring a high level of compliance awareness across the Group.
Requirements
  • 15+ years insurance/finance experience in compliance/legal functions, preferably in Asia
  • Degree from a recognized university
  • Interaction with boards and regulatory authorities
Desirable Skills
  • Broad and comprehensive understanding of insurance regulatory framework of different lines of business
  • Working knowledge of applicable laws, regulations, rules, codes of conduct
  • Strong management skills to lead and manage subordinate managers and professionals
  • Strong communication and negotiation skills with senior management and external regulators
  • Well networked across the market, thereby able to keep abreast of how best practice is evolving in compliance

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