Current jobs related to Compliance Manager - Hong Kong, Central and Western District - Worldwide Consulting Group

  • Compliance Manager

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full time

    Job Title: Manager / Senior Manager, Compliance, Enterprise Asset ManagementAt Sun Life, we are seeking a highly skilled and experienced Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws,...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full time

    Job Title: Manager (Compliance)HKMC Annuity Limited is seeking a highly skilled and experienced Compliance Manager to join our team.Job Summary:We are looking for a Compliance Manager to provide compliance review and advisory services, develop and update compliance policies and guidelines, and promote compliance awareness and culture within the Company.Key...

  • Compliance Manager

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full time

    Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key...

  • Compliance Manager

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Job Title: Senior Manager, ComplianceAt Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business,...

  • Compliance Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the company.Key ResponsibilitiesProvide compliance...

  • Compliance Manager

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full time

    Job DescriptionAs a key member of the Enterprise Asset Management Compliance team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and in-house policy guidelines. Your primary responsibility will be to perform compliance testing, monitoring, and surveillance to demonstrate and attest compliance with applicable...

  • Compliance Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Infini Capital Management Limited Full time

    Job Title: Compliance ManagerAt Infini Capital Management Limited, we are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for ensuring that our company's activities are in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement compliance policies and procedures...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Job Title: Senior Manager, CompliancePrudential plc is committed to being a partner for every life and protector for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our employees to excel and make a meaningful impact on the business, supporting...

  • Compliance Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Job Title: Compliance ManagerLarson Maddox is seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track record of effectively managing compliance programs.Key Responsibilities:Develop, implement,...

  • Compliance Manager

    4 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China HKMC Annuity Limited Full time

    Job Title: Compliance ManagerHKMC Annuity Limited is seeking a highly skilled Compliance Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Develop and implement compliance policies and procedures to ensure...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full time

    Job Title: Compliance ManagerAt Sun Life, we are seeking a highly skilled Compliance Manager to join our Enterprise Asset Management team. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Perform...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive compensation packages.About the RoleWe are currently seeking a high-calibre professional to join our...

  • Compliance Manager

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we strive to enhance our performance for customers by providing best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Ebury Full time

    Job Title: Head of Compliance & MLROEbury is a leading FinTech firm, recognized for its innovative approach to financial services. We offer a range of products, including FX risk management, trade finance, currency accounts, international payments, and API integration.We are seeking a seasoned professional to lead our Compliance and MLRO function, focusing...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China The Cigna Group Full time

    Job Summary:The Compliance Manager will be responsible for ensuring that all business operations within The Cigna Group are in compliance with relevant laws and regulations. This includes developing and implementing compliance policies and procedures, conducting risk assessments, and providing training to staff on compliance matters.Key...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Ebury Full time

    Job Title: Head of ComplianceEbury, a leading FinTech firm, is seeking a seasoned professional to lead our Compliance team in Hong Kong and China. As a key member of our organization, you will be responsible for ensuring our business operations comply with local regulations and laws.Key Responsibilities:Provide strategic guidance on Compliance, Anti-Money...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    About Hang Seng BankHang Seng Bank is committed to service excellence and seeks to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive compensation packages.Hang Seng Investment Management LimitedEstablished in 1993, Hang Seng Investment Management Limited is a wholly-owned subsidiary...

  • Compliance Manager

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Group. As a key member of our Conduct and Compliance team, you will play a critical role in supporting the on-going reinforcement of our Group Conduct Framework and Customer Protection initiatives across our Asian entities.Key ResponsibilitiesMonitor and review Conduct...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China AXA Group Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at AXA Group. As a key member of our Conduct and Compliance team, you will play a critical role in ensuring the Group's Conduct Framework is effectively implemented across our Asian entities.Key ResponsibilitiesSupport the on-going reinforcement of the Group Conduct Framework...

Compliance Manager

2 months ago


Hong Kong, Central and Western District, Hong Kong SAR China Worldwide Consulting Group Full time

**Job Summary**

We are seeking a highly skilled and experienced Compliance Manager to join our team at Worldwide Consulting Group. As a key member of our organization, you will be responsible for ensuring the highest standards of corporate governance and compliance across our group of companies.

**Key Responsibilities**

  • Manage the full spectrum of company secretarial duties for our group of onshore and offshore companies, ensuring compliance with statutory and regulatory requirements.
  • Develop and maintain a standardized system for the organization and maintenance of company secretarial documents, ensuring easy access and retrieval.
  • Prepare and update corporate structure charts and control lists of corporate information, ensuring accuracy and completeness.
  • Liaise with external parties, including corporate service agents, bankers, and other stakeholders, to ensure compliance with regulatory filings, reporting, and KYC requirements.
  • Prepare and distribute board and shareholders' meeting materials, minutes, and resolutions, ensuring timely and accurate communication.
  • Assist in conducting board and shareholders' meetings, ensuring smooth and efficient decision-making processes.
  • Support the formation and closure of companies and corporate restructuring transactions, ensuring compliance with relevant laws and regulations.
  • Manage ad-hoc company secretarial projects as assigned, demonstrating flexibility and adaptability.

**Requirements**

  • Associate member of HKICS with a bachelor's degree in a relevant discipline or equivalent.
  • A minimum of 6 years of company secretarial experience in sizeable or listed companies, preferably.
  • Familiarity with company secretarial practices for Hong Kong and offshore companies, as well as corporate administration of overseas companies.
  • Hands-on experience in preparing for and organizing board, committee, and shareholders' meetings.
  • Excellent command of spoken and written English and Chinese.
  • Strong communication and presentation skills, with the ability to engage with stakeholders at all levels.
  • Meticulous, mature, and able to work independently, with a high degree of autonomy.