Compliance Testing Officer

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer to join our Global Legal Affairs and Compliance (GLAC) team. As a key member of our team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and reporting and...

Job Summary:Citi is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and reporting and escalating control issues and...

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance Testing team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in identifying and mitigating potential risks, ensuring...

Job Title: VP, Compliance Testing Officer - MarketsCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance and Control function, you will play a critical role in ensuring the effectiveness of our compliance risk management framework.Key Responsibilities:Develop and execute compliance...

Shape Your Career with CitiCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our...

Shape Your Career with CitiCiti is a global bank that offers a wide range of career opportunities. As a Compliance Testing Officer - Markets, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, perform independent testing...

Shape Your Career with CitiCiti is a global bank that offers a wide range of career opportunities. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, and report and escalate control issues...

About the RoleCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance Risk Management team, you will play a critical role in assessing and mitigating compliance risks across our Markets businesses.Key ResponsibilitiesDevelop and execute compliance testing programs to identify and mitigate...

Job Summary:As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will perform risk assessments of Citi's compliance risks, conduct independent testing activities, and report and escalate control issues and any violations of laws or breaches of policy. You...

Job Summary:As a Senior Compliance Risk Analyst at Citi, you will play a critical role in assessing compliance risks and controls implemented by our first and second line of defense. You will be responsible for developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within assigned regions for a component of a...

Compliance Assistant Role at MoomooWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Trade Surveillance and Compliance: Assist in monitoring and...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesTrade Surveillance and Compliance: Assist in monitoring and investigating potential...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

Job SummaryWe are seeking a highly skilled Compliance Assistant to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support for business initiatives, and handling regulatory reporting and inquiries with the relevant...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing,...

About the RoleWe are seeking a highly motivated and detail-oriented Compliance Assistant to join our team at moomoo. As a key member of our compliance team, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key ResponsibilitiesAssist in trade surveillance work, including monitoring and...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in identifying and mitigating...

Job SummaryCiti is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be crucial in identifying and...