Compliance Testing Officer

Job SummaryCiti is seeking a highly skilled Compliance Testing Officer to join our Global Legal Affairs and Compliance (GLAC) team. As a key member of our team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and reporting and...

Job Title: VP, Compliance Testing Officer, MarketsCiti is seeking a highly skilled and experienced Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance and Control function, you will play a critical role in assessing and mitigating compliance risks across our Markets businesses.Key Responsibilities:Develop and execute...

Shape Your Career with CitiCiti's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and regulatory outcomes that benefit our firm and our...

Shape Your Career with CitiCiti is a global bank that offers a wide range of career opportunities. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will also perform risk assessments of Citi's compliance risks, and report and escalate control issues...

Job Summary:As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. You will perform risk assessments of Citi's compliance risks, conduct independent testing activities, and report and escalate control issues and any violations of laws or breaches of policy. You...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job SummaryWe are seeking a highly skilled Compliance Assistant to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support for business initiatives, and handling regulatory reporting and inquiries with the relevant...

Compliance and Risk Officer Role in CitiCiti, a global bank, is seeking a Compliance and Risk Officer to join its team in Hong Kong. This role will be part of the Compliance and Risk Management team, responsible for assessing and mitigating compliance risks in the Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

About the RoleWe are seeking a highly motivated and detail-oriented Compliance Assistant to join our team at moomoo. As a key member of our compliance team, you will play a critical role in ensuring the company's adherence to regulatory requirements and industry standards.Key ResponsibilitiesAssist in trade surveillance work, including monitoring and...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in identifying and mitigating...

Job SummaryCiti is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be crucial in identifying and...

Job Summary:Citi is seeking a Senior Compliance Risk Officer to join its Global Legal Affairs and Compliance (GLAC) team in Hong Kong. As a key member of the Compliance Independent Assessment (CIA) team, you will be responsible for assessing compliance risks and controls implemented by the first and second lines of defense.Key Responsibilities:Develop,...

Job Title: SVP, Compliance Independent Assessment OfficerCiti is seeking a highly skilled and experienced professional to join our team as a Senior Compliance Risk Officer. This role is responsible for assessing compliance risks and controls implemented by the first and second line of defense, as well as performing risk assessments of Citi's compliance...

Citi – Senior Compliance Risk OfficerWhether you're at the start of your career or looking to discover your next adventure, your growth begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your development from the start with extensive...

Job SummaryCiti is seeking a highly skilled Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing,...

About the RoleWe are seeking a seasoned Compliance Professional to join our team at Société Générale Assurances. As a Compliance Officer, you will play a pivotal role in ensuring our institutional brokerage business remains compliant with all relevant regulations and laws.Key ResponsibilitiesAdvise the front-office, management, and support staff on...

Client BackgroundLarson Maddox is a leading Private Bank seeking experienced professionals to join its Onboarding team. As a KYC Officer, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Job ResponsibilitiesConduct thorough KYC reviews of...

Job Title: Compliance ManagerAt Frontier Financial Group, we are seeking a highly skilled Compliance Manager to join our team. The successful candidate will be responsible for developing and implementing our compliance framework to ensure that our company policies and regulations are met.Key Responsibilities:Develop and implement the compliance framework to...

Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will play a crucial role in ensuring our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance.Key Responsibilities:Develop, implement, and monitor...