Compliance Officer

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will play a crucial role in ensuring our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance.Key Responsibilities:Develop, implement, and monitor...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, operational procedures, and business processes to ensure regulatory compliance.Conduct thorough compliance reviews of internal management policies, major decisions, new products, and new...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for providing advisory services to business units regarding regulatory compliance issues, participating in regulatory compliance-related projects, and conducting compliance training for staff.Key...

Job Purpose:As a key member of the Group Compliance Division, you will play a crucial role in ensuring the Bank's compliance with regulatory requirements and industry standards. Your primary responsibility will be to assist in the development and implementation of effective compliance policies and procedures, ensuring that the Bank's operations are in line...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with relevant laws and regulations.Key ResponsibilitiesProvide advisory services to business units on regulatory...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Interactive Brokers. The ideal candidate will have experience in regulatory compliance, with a strong understanding of anti-money laundering (AML) programs and financial regulations.ResponsibilitiesConduct ongoing reviews and analysis of enterprise clients' AML programs and...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory services, developing and updating compliance policies and guidelines, and promoting compliance awareness and culture within the Company.Key Responsibilities:Provide...

Job SummaryWe are seeking a highly skilled Compliance Assistant to join our team at moomoo. The successful candidate will be responsible for assisting in day-to-day compliance matters, including trade surveillance work, providing compliance advice and support for business initiatives, and handling regulatory reporting and inquiries with the relevant...

Job Title: Compliance SpecialistAbout the Role:We are seeking a highly skilled Compliance Specialist to join our team at Rapyd. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Responsibilities:Perform Enhanced Due Diligence (EDD) on high-risk...

About Us Founded in 1999 and listed on NASDAQ in 2003 and HKEX in 2021, , Ctrip, Skyscanner, and Qunar. Across its platforms, We have four Customer Service Centres for , Korea, the UK, and the Philippines, providing 24/7 customer service in 19 different languages. We have more than 30,000 employees scattered across 30 countries in Asia, Europe, the...

Main Responsibilities:We are seeking a highly skilled Compliance Officer/Manager to join our team at Gough Recruitment. The successful candidate will be responsible for ensuring that our clients' businesses comply with all relevant laws and regulations.Monitor daily trading activities and transactions to ensure compliance with firm policies and Hong Kong...

Main ResponsibilitiesAs a key member of the EFG International team, you will provide critical advisory support to ensure that Client Relationship Officers perform thorough customer due diligence in accordance with our global standards and applicable regulations. Your expertise will guide Hong Kong-based Client Relationship Officers and Private Banking...

Main ResponsibilitiesAs a key member of the EFG International team, you will provide critical advisory support to ensure that Client Relationship Officers perform thorough customer due diligence in accordance with EFG Global standards and applicable regulations. Your expertise will guide Hong Kong-based Client Relationship Officers and Private Banking...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters.Key ResponsibilitiesAct as the primary liaison to the SFC exchanges and other regulatory bodies.Research, interpret,...

Job Overview We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department. Responsibilities: * Provide administrative support to the Legal Department, including document processing, filing, and data verification * Assist in preparing work reports and maintaining a filing system *...

Job Title: Head of ComplianceReporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including:Establishing and maintaining relationships with SFC exchanges and other regulatory bodies;Providing expert guidance on compliance with laws, regulations, and...