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Director, Equities Independent Compliance Risk Management Asia
1 month ago
Citi is seeking a highly skilled Director, Equities Independent Compliance Risk Management Asia to join our team in Hong Kong. As a key member of our Independent Compliance Risk Management (ICRM) team, you will play a critical role in providing compliance advisory and establishing internal policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.
Key Responsibilities- Provide senior-level compliance guidance and support to business stakeholders, including compliance advisory, policy development, and risk management.
- Design, develop, and deliver best-in-class Compliance programs, policies, and practices for ICRM, translating ICRM strategy and goals across Citi's clients, products, and geographies.
- Stay abreast of relevant changes to rules, regulations, and industry news, including regulatory findings, and provide oversight and guidance on the assessment of complex issues.
- Represent Citi on critical regulatory matters as required, serving as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues.
- Collaborate with other internal areas, including Legal, Business Management, Operations, Technology, Finance, and other Control Functions, to address compliance issues impacting the assigned function/business/product.
- Bachelor's degree in a relevant field.
- Strong working knowledge of the business/product and related laws and regulations.
- Solid experience with financial institutions in compliance, with a focus on risk management and regulatory compliance.
- Highly motivated, strong attention to detail, team-oriented, and organized, with excellent written, verbal, and analytical skills.
- Strong communication and interpersonal skills, with the ability to articulate complex problems and solutions through concise and clear messaging.
- Ability to interact and communicate effectively with senior leaders, with a strong track record of effectively assessing and managing competing priorities.
Citi is a global bank that's uniquely positioned for the moment. Through our vast global network and on-the-ground expertise, we can connect the dots, anticipate change, and empathize with the needs of our clients and customers in ways that other banks simply cannot. We're committed to helping our employees grow their careers, give back to their communities, and make a real impact.
At Citi, you'll have the opportunity to work with a diverse team of talented professionals from around the globe, with access to a wide range of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses.
We're an equal opportunity and affirmative action employer, committed to diversity and inclusion in the workplace. If you're a qualified candidate with a passion for compliance and risk management, we encourage you to apply for this exciting opportunity.
