Compliance Director

4 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

About FWD Life Insurance Corporation

FWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our company is committed to making the insurance journey simpler, faster, and smoother through innovative propositions and easy-to-understand products, supported by digital technology.

The Role

Compliance Director/Associate Director

Job Summary:

  • Provide day-to-day advice and support on sales and distribution compliance matters across different channels and business units.
  • Support on projects and new business initiatives to ensure the sales and distribution risks are properly identified, mitigated, and monitored.
  • Develop and implement adequate and effective sales and distribution framework, controls, and monitoring programs for different distribution channels in order to meet regulatory requirements.
  • Conduct and complete annual and/or thematic compliance review according to Annual Compliance Plan and/or assigned by regulators or management.

Key Responsibilities

  • Perform gap analysis on new regulations in relation to Data Privacy.
  • Maintain and execute implementation on updating data privacy policies and manuals.
  • Provide support and regulatory advice on product development.
  • Any ad hoc assignments or tasks that may be delegated by Deputy Head of Compliance from time to time.
  • Provide support to Data Protection Officer in handling data privacy incidents and any internal or external audits.

Requirements

  • Bachelor's Degree in Law, Accounting, or Business.
  • At least 15 years of compliance-related working experience in financial institutions in Hong Kong with at least 5 years in the insurance industry.
  • Relevant experience in dealing with regulators such as the Hong Kong Insurance Authority and The Securities and Futures Commission.
  • Familiar with insurance-related legislations and regulatory requirements in Hong Kong.
  • Fluent in written and spoken English and Cantonese.
  • Strong analytical and research skills.
  • Good interpersonal, presentation, and communication skills.
  • Able to work independently and as a team player.

We offer a competitive salary, excellent learning and development opportunities, and a dynamic work environment. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.

Information collected will be treated in strict confidence and used solely for recruitment purposes. The company will retain all applications for no longer than 24 months, after which they will be destroyed. When there are vacancies in any of our subsidiaries, holding companies, associated or affiliated companies of, or companies controlled by, or under common control with the Company during that period, we may transfer your application to them for consideration of employment. We are an equal opportunity employer and do not discriminate on the basis of race, gender, disability, or family status in the employment process.

  • Compliance Director

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...

  • Compliance Director

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Valuable Capital Limited Full time

    Job Title: Assistant Director, Compliance DepartmentValuable Capital Limited is seeking a highly skilled and experienced Assistant Director, Compliance Department to join our team. The successful candidate will be responsible for developing, implementing, and maintaining our compliance program to ensure daily operations comply with Hong Kong SFC and/or other...

  • Compliance Director

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Interfill Group Full time

    Interfill Group is seeking a seasoned Compliance Director to lead the compliance department and drive all-rounded compliance duties, including regulatory and AML related tasks.Key Responsibilities:Reporting directly to the Global Head of Compliance, the Compliance Director will oversee a team of less than 3 members in the HK compliance department.Providing...

  • Director of Compliance Excellence

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job OverviewWe are seeking a highly skilled Director of Compliance Excellence to lead our team in ensuring the highest standards of compliance and regulatory excellence in our distribution operations.

  • Compliance Director

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About the RoleWe are seeking a highly skilled Compliance Director to join our team at AIA International Limited. As a key member of our Compliance function, you will play a critical role in ensuring that our company operates in accordance with regulatory requirements and Group policies.Key ResponsibilitiesLead the development and implementation of a...

  • Luxury Retail Store Director

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Link Compliance Full time

    About Link ComplianceWe are a Luxury Fashion Brand seeking a highly skilled and experienced Store Manager to lead our team in Tokyo, Japan.Estimated Salary: $120,000 - $150,000 per yearAbout the RoleThis is an exciting opportunity for a dynamic leader to drive business growth, deliver results, and create a world-class consumer experience in our luxury...

  • Director of IT Governance and Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    OverviewWe are seeking an experienced professional to fill the role of Director of IT Governance and Compliance at Global Executive Consultants Ltd.

  • Compliance Director

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

    About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our mission is to make the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products, supported by digital technology.The RoleWe are seeking a...

  • Director of Legal Compliance and Governance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China MatchTalent Limited Full time

    We are seeking an experienced Director of Legal Compliance and Governance to join our team at MatchTalent Limited.This key leadership role reports directly to the CEO and is responsible for the development and implementation of our compliance programs, ensuring adherence to local and international regulations.Key Responsibilities:Develop and Implement...

  • Compliance Executive Director

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    Job Title: Head of Compliance – Executive DirectorAt Harbridge Partners, we are seeking a highly experienced and skilled Head of Compliance to join our team. As a key member of our organization, you will be responsible for overseeing compliance activities in Hong Kong and contributing to regional compliance oversight in Australia and Singapore.Key...

  • Global Compliance Director

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job SummaryWe are seeking a seasoned Global Compliance Director to lead our distribution compliance efforts. As a key member of our team, you will be responsible for ensuring our business practices meet the highest regulatory standards.About the RoleThe ideal candidate will have a proven track record in compliance and risk management, with a strong...

  • Regional Compliance and Risk Management Director

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China WilsonHCG Hong Kong Full time

    We are seeking a highly skilled and experienced Regional Compliance and Risk Management Director to lead our compliance monitoring and testing function in the APAC region.The successful candidate will have at least 8 years of relevant experience, preferably gained from leading financial institutions. Prior experience in a compliance role with an asset...

  • Executive Director, Corporate Governance and Compliance

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Company OverviewPrudential plc is a global life insurance company with operations in 27 countries. Our purpose is to be partners for every life and protectors for every future.SalaryThe estimated salary for this role is HKD 550,000 - HKD 650,000 per annum, depending on experience.Job DescriptionWe are seeking an Executive Director, Corporate Governance and...

  • Compliance Director for FWD Life Insurance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

    About this role:We are seeking a highly skilled Compliance Director to join our team at FWD Life Insurance Corporation. In this critical position, you will be responsible for ensuring compliance with group policies and adherence to statutory regulations.As the Key Person in Control Function (KPIC), you will play a key role in managing FWD's relationships...

  • Compliance Manager

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...

  • Executive Director, Risk Management Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Société Générale Assurances Full time

    Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

  • Director of Regulatory Compliance Management

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    At Manulife, we are seeking a highly skilled and experienced professional to fill the role of Director of Regulatory Compliance Management.Job DescriptionWe are committed to attracting, developing, and retaining a workforce that is as diverse as the customers we serve. This position plays a critical role in ensuring that our distribution channels comply with...

  • Director of Corporate Governance and Regulatory Compliance

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China MatchTalent Limited Full time

    We are seeking an experienced Director of Corporate Governance and Regulatory Compliance to join our team at MatchTalent Limited. The ideal candidate will have a strong background in the financial sector and a minimum of 8 years of experience in legal and compliance roles.About the RoleThis is a critical position that requires a proactive individual who can...

  • Global Private Banking Compliance Director

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    Are you a seasoned professional looking for a challenging role in private banking compliance?About Projob21 Ltd.We are a leading provider of recruitment services, and we are currently working with a top-ranking European private bank to find a talented individual to fill the position of Regulatory & Product Compliance Director.Job SummaryThis is an exciting...

  • Head of Markets Compliance Director

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China 0786 Deutsche Bank Aktiengesellschaft, Filiale Hongkong Full time

    Job SummaryWe are seeking a highly experienced and skilled Head of Markets Compliance Director to join our team at Deutsche Bank Aktiengesellschaft, Filiale Hongkong. The successful candidate will be responsible for leading the Compliance Programme within Hong Kong Markets, promoting an environment that fosters constructive challenge and behavioral change to...