Compliance Director

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China FWD Life Insurance Corporation Full time

About FWD Life Insurance Corporation

FWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our company is committed to making the insurance journey simpler, faster, and smoother through innovative propositions and easy-to-understand products, supported by digital technology.

The Role

Compliance Director/Associate Director

Job Summary:

  • Provide day-to-day advice and support on sales and distribution compliance matters across different channels and business units.
  • Support on projects and new business initiatives to ensure the sales and distribution risks are properly identified, mitigated, and monitored.
  • Develop and implement adequate and effective sales and distribution framework, controls, and monitoring programs for different distribution channels in order to meet regulatory requirements.
  • Conduct and complete annual and/or thematic compliance review according to Annual Compliance Plan and/or assigned by regulators or management.

Key Responsibilities

  • Perform gap analysis on new regulations in relation to Data Privacy.
  • Maintain and execute implementation on updating data privacy policies and manuals.
  • Provide support and regulatory advice on product development.
  • Any ad hoc assignments or tasks that may be delegated by Deputy Head of Compliance from time to time.
  • Provide support to Data Protection Officer in handling data privacy incidents and any internal or external audits.

Requirements

  • Bachelor's Degree in Law, Accounting, or Business.
  • At least 15 years of compliance-related working experience in financial institutions in Hong Kong with at least 5 years in the insurance industry.
  • Relevant experience in dealing with regulators such as the Hong Kong Insurance Authority and The Securities and Futures Commission.
  • Familiar with insurance-related legislations and regulatory requirements in Hong Kong.
  • Fluent in written and spoken English and Cantonese.
  • Strong analytical and research skills.
  • Good interpersonal, presentation, and communication skills.
  • Able to work independently and as a team player.

We offer a competitive salary, excellent learning and development opportunities, and a dynamic work environment. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.

Information collected will be treated in strict confidence and used solely for recruitment purposes. The company will retain all applications for no longer than 24 months, after which they will be destroyed. When there are vacancies in any of our subsidiaries, holding companies, associated or affiliated companies of, or companies controlled by, or under common control with the Company during that period, we may transfer your application to them for consideration of employment. We are an equal opportunity employer and do not discriminate on the basis of race, gender, disability, or family status in the employment process.

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