Risk and Compliance Specialist

5 hours ago

Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

About Allianz Global Investors

We are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private markets, with a focus on sustainability for positive change.

At Allianz Global Investors, we operate with integrity, transparency, and fairness. We encourage a collegial culture that supports individual responsibility, investing in the development of our employees to maximize innovation. We believe in a diverse and inclusive workforce, committed to the principles of Equal Employment Opportunity and helping applicants with disabilities.

We foster an environment where you can bring your whole self to work, regardless of ethnicity or cultural background, age, gender, nationality, religion, disability, or sexual orientation. If you're inspired to promote the active asset management experience, this is the place for you.

Job Description: As a Risk and Compliance Specialist, you will be responsible for providing advice to business on Anti-Financial Crime Compliance related matters, including AML/CFT, ABC, Sanctions, Fraud, and FATCA/CRS in a timely manner. You will work collaboratively with team members from other offices and regions to implement global minimum standards for AML/CFT and help with the administration of the firm's Global CDD tool.

Responsibilities:

  • Conduct AML/CFT Risk Analysis, drafting and updating of AML/CFT related policies and processes and provide training to staff.
  • Review and analysis of Anti-Financial Crime Compliance related new regulatory developments and maintain oversight of developments impacting business activities.
  • Potentially take on responsibilities as appointed Deputy AML Officer with registration by the competent authority.
  • Participate in global/regional projects and implementation of global/regional systems.
  • Other duties as assigned by the Anti-Financial Crime Compliance, Asia Pacific team.

Requirements: To be successful in this role, you will need to have a University graduate degree, preferably in Law, Finance, or Business. You should have a minimum of 5-8 years experience in Anti-Financial Crime Compliance, preferably from asset management. You must have good knowledge of international and local Anti-Financial Crime Compliance related regulations, fluent in English and Mandarin, and the ability to communicate effectively. Additionally, you should have good understanding of asset management and onshore/offshore fund business, be a good team player, and able to build positive relationships.

Benefits: We offer a range of benefits, including access to pension/savings plans, company share purchasing plan, mental health and wellbeing programs, career opportunities within the entire Allianz Group, and comprehensive learning and development offerings, including certifications and professional qualifications.

  • Compliance Specialist

    12 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    **Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

  • IT Audit Specialist for Risk Assessment and Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Fusion Bank Limited Full time

    About the RoleFusion Bank Limited is seeking a skilled IT Audit Specialist to join our team. As an IT Audit Specialist, you will be responsible for performing risk assessments, leading audit activities, and providing recommendations to enhance compliance and risk management.Responsibilities:Conduct risk assessments to identify potential threats and...

  • Compliance Risk Specialist

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Company OverviewCiti is a leading global bank that provides financial services to individuals, businesses, and institutions. We are committed to helping our clients achieve their financial goals while promoting economic growth and stability.Job DescriptionWe are seeking an experienced Compliance Risk Specialist to join our Global Operations team. The...

  • Risk Management Specialist

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Borderless Capital Full time

    Job DescriptionAbout UsBorderless Capital, a leader in institutional digital asset Custody, Staking, and Markets services, is seeking a skilled Risk Management Specialist to join our team. Our proprietary bank-grade platform provides secure, and integrated solutions for builders, investors, and service providers globally.Key ResponsibilitiesReviewing and...

  • Compliance Risk Management Specialist

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job Description:We are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for collecting and analyzing data for daily compliance monitoring, designing and preparing regular market risk internal control or monitoring reports, and carrying out real-time risk monitoring...

  • Senior Quantitative Risk Management Specialist

    12 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market operator, committed to delivering exceptional customer experience through its various markets.We strive to provide greater choice and opportunity for our customers by connecting capital, ideas, inspiration, and innovation.About the Role:This is an exciting greenfield...

  • Compliance and Risk Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    At Allianz Global Investors, we foster a culture of professionalism, fulfillment, and an inclusive working environment.We invest for the long term, enhancing the investment experience for clients while creating value every step of the way.This role is based in Hong Kong, reporting to the Head of Anti-Financial Crime Compliance, Asia Pacific team.Key...

  • Compliance Risk Manager Investment Banking Division

    5 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

    Larson Maddox seeks an experienced Compliance Specialist to oversee compliance for the Investment Banking Division.Key Responsibilities:Ensure adherence to regulatory requirements and internal policiesProvide guidance on compliance matters related to IBD products and servicesManage control room operations, including monitoring and managing information...

  • Cybersecurity Specialist for Risk Management and Compliance

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China PCCW Full time

    PCCW Job Description:We are seeking a highly skilled Cybersecurity Specialist to join our team. As a key member of our Information Security and Cybersecurity Risk Management group, you will play a vital role in ensuring the security and integrity of our IT systems and applications.**Key Responsibilities:**Conduct thorough risk assessments to identify and...

  • Compliance and Risk Management Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled Assistant Audit Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance.Key Responsibilities:• Plan, execute and report on internal audit...

  • AML and Compliance Specialist

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled AML and Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As an AML and Compliance Specialist, you will play a critical role in ensuring the bank's compliance with anti-money laundering and combating the financing of terrorism (AML/CFT) regulations.Responsibilities:Implement and...

  • IT Risk Manager

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    **Job Overview:**Bank of China (Hong Kong) Limited is seeking a skilled IT Risk Manager to join our team. As an IT Risk Manager, you will be responsible for planning, managing, and operating technology risk management.**Key Responsibilities:**Develop and implement effective technology risk management strategies to mitigate potential risks and threats to the...

  • Compliance Risk Manager

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full time

    Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

  • Compliance Risk Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Aquis Search Full time

    Aquis Search is seeking a highly skilled Compliance Risk Manager to join our team.About the RoleThis exciting opportunity will see you working closely with local business units to develop and implement compliance policies, ensuring seamless operations across the region.Key ResponsibilitiesCompliance Policy Development: Collaborate with stakeholders to design...

  • Strategic Risk Governance Specialist

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bond West Consultants Full time

    Bond West Consultants is seeking a high-caliber candidate for the role of Strategic Risk Governance Specialist.The successful candidate will be responsible for developing and maintaining the Enterprise Risk Management Framework, including its infrastructure, and conducting research on specific risk issues. They will also maintain the risk register and...

  • Compliance Risk Management Professional

    12 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Moody's Full time

    About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...

  • Compliance Risk Manager

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China CICC Full time

    Job OverviewCICC is seeking a highly experienced Compliance Officer to join its team in Hong Kong. The successful candidate will be responsible for providing comprehensive compliance coverage to the CICC group of companies, focusing on sales and trading business activities across products.Main ResponsibilitiesProvide expert compliance advisory services to...

  • Financial Compliance Specialist in Asia Pacific

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About Allianz Global InvestorsWe are a leading global active asset manager, committed to creating value for our clients through long-term investment solutions.At Allianz Global Investors, we believe in the importance of professionalism, fulfillment, and an inclusive work environment. Our AP Head of Investment Compliance team is seeking a dedicated individual...

  • Risk Management Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at Ashford Benjamin Ltd. As a key member of our Private Side Compliance team, you will play a critical role in ensuring that our investment banking and capital market businesses operate within a robust compliance framework.Key ResponsibilitiesAdvisory and SupportYou...

  • Compliance Risk Manager

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China NexusSearch Full time

    NexusSearch seeks an experienced Compliance Officer to manage AML/CFT compliance activities, plan and deliver high-quality results, provide guidance on regulatory issues, develop training programs, and offer legal review. This role offers a unique opportunity to make a significant impact in the institutional digital asset space.About NexusSearchWe are a...