Compliance Specialist

Job DescriptionWe are seeking a highly skilled AML and Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As an AML and Compliance Specialist, you will play a critical role in ensuring the bank's compliance with anti-money laundering and combating the financing of terrorism (AML/CFT) regulations.Responsibilities:Implement and...

Role OverviewLarson Maddox is seeking a seasoned Equities Compliance Specialist to join our team. The ideal candidate will possess a strong background in equities compliance, monitoring, and trade surveillance.

About PFCC Group LimitedPFCC Group Limited is a leading provider of financial services.Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team. The successful candidate will be responsible for managing watchlists and restricted lists, reviewing research prior to publication, and handling research clearance and maintaining...

At SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to join our Legal Department.Job Description:This is an exceptional opportunity to provide administrative support and contribute to the success of our team.Handle internal staff's compliance matters with diligence and precisionProvide comprehensive...

About Allianz Global InvestorsWe are a leading global active asset manager, committed to enhancing our clients' assets through long-term investments. Our goal is to create value for clients every step of the way by being proactive in how we partner with them and anticipate their needs. We build solutions based on capabilities across public and private...

About Allianz Global InvestorsWe are a leading global active asset manager, committed to creating value for our clients through long-term investment solutions.At Allianz Global Investors, we believe in the importance of professionalism, fulfillment, and an inclusive work environment. Our AP Head of Investment Compliance team is seeking a dedicated individual...

About the RoleFusion Bank Limited is seeking a skilled IT Audit Specialist to join our team. As an IT Audit Specialist, you will be responsible for performing risk assessments, leading audit activities, and providing recommendations to enhance compliance and risk management.Responsibilities:Conduct risk assessments to identify potential threats and...

Company OverviewCiti is a leading global bank that provides financial services to individuals, businesses, and institutions. We are committed to helping our clients achieve their financial goals while promoting economic growth and stability.Job DescriptionWe are seeking an experienced Compliance Risk Specialist to join our Global Operations team. The...

About MRA SearchMRA Search is a global recruitment agency providing top talent to the financial industry.Job Description:We are seeking a highly skilled Compliance Officer to join our client's Markets team in Hong Kong. As a Compliance Specialist, you will be responsible for ensuring that our Markets business meets all corporate and regulatory...

Eclipse Trading is a leading proprietary derivatives trading firm with over 100 employees across four office locations.The successful candidate will be part of our Compliance team in Hong Kong, working on-site and reporting to the Senior Compliance Manager.ResponsibilitiesEnsure ongoing monitoring procedures are in place for personal account dealing,...

Larson Maddox is seeking a seasoned Investment Banking Compliance Specialist to oversee compliance for the Investment Banking Division.As an essential member of our team, you will work closely with business stakeholders to ensure adherence to regulatory requirements and internal policies.JOB RESPONSIBILITIESDevelop and implement effective compliance...

Larson Maddox seeks an experienced Compliance Specialist to oversee compliance for the Investment Banking Division.Key Responsibilities:Ensure adherence to regulatory requirements and internal policiesProvide guidance on compliance matters related to IBD products and servicesManage control room operations, including monitoring and managing information...

At Allianz Global Investors, we foster a culture of professionalism, fulfillment, and an inclusive working environment.We invest for the long term, enhancing the investment experience for clients while creating value every step of the way.This role is based in Hong Kong, reporting to the Head of Anti-Financial Crime Compliance, Asia Pacific team.Key...

About The RoleGlobal Asset Manager is seeking an investment compliance professional to join their regional investment compliance team. This key position involves pre and post trade compliance monitoring as well as rule building.The successful candidate will have at least 5-8 years of relevant experience gained within the asset management compliance space....

Job DescriptionWe are seeking a highly skilled Assistant Audit Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance.Key Responsibilities:• Plan, execute and report on internal audit...

Job DescriptionThe Bank of China (Hong Kong) Limited is seeking a highly motivated Senior Compliance Officer to join our team. As a key member of the compliance department, you will be responsible for ensuring that all customer onboarding processes comply with relevant government regulations and the Bank's internal guidelines.Key Responsibilities:Conduct...

Job DescriptionThe Role:• Support all fund tax reporting and compliance matters for our international investment fund range, particularly in the US, Hong Kong, Singapore, China, and other jurisdictions.• Review tax deliverables for direct and indirect tax provided by a variety of external service providers.• Manage tax queries and audits from local tax...

Job Description:We are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for collecting and analyzing data for daily compliance monitoring, designing and preparing regular market risk internal control or monitoring reports, and carrying out real-time risk monitoring...

About LRQALrqa is a leading global assurance provider, dedicated to helping clients manage and mitigate risks in a rapidly changing world. We serve a wide range of industries, with a focus on Food & Beverage, Consumer Goods, Transportation & Mobility, Technology & Telco, Construction & Manufacturing, Energy and Renewables and Chemical & Processing.Our...

Job DescriptionAbout UsBorderless Capital, a leader in institutional digital asset Custody, Staking, and Markets services, is seeking a skilled Risk Management Specialist to join our team. Our proprietary bank-grade platform provides secure, and integrated solutions for builders, investors, and service providers globally.Key ResponsibilitiesReviewing and...