Compliance Oversight Specialist

We are seeking a highly skilled Regulatory Oversight Management Specialist to join our team in Hong Kong. This role is located in a hybrid environment and offers a unique opportunity to make a meaningful impact in the financial services industry.About the RoleIn this exciting position, you will play a critical role in supporting management in the day-to-day...

Senior Associate Role in Regulatory Oversight ManagementBecome a part of BNY's dynamic team as a Senior Associate, playing a pivotal role in the Regulatory Oversight Management department. Based in Hong Kong – Hybrid, this position offers an exceptional opportunity to make a meaningful impact in the financial services industry.About the RoleSupport...

About the RoleWe are seeking a seasoned Risk Management Expert to lead our Trading Oversight team. As VP of Trading Risk Control, you will be responsible for designing and implementing comprehensive risk management strategies to ensure our trading operations remain within acceptable thresholds.Key ResponsibilitiesLead the trading risk control team in...

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

Job SummaryWe are seeking a Governance Risk Specialist to join our Consumer Banking Business Unit in Hong Kong. This role will be responsible for enhancing risk governance within the business unit, leading gap analysis processes, and providing oversight and assurance on regulatory compliance.

About the RoleWe are seeking a seasoned Compliance Specialist to join our team at Ashford Benjamin Ltd. This role is perfect for a professional with expertise in regulatory compliance and trading frameworks.The successful candidate will be responsible for overseeing and implementing regulatory compliance programs, managing general compliance matters,...

Job SummaryTalentQuest HR Limited seeks a seasoned Compliance Expert to oversee Anti-Money Laundering (AML) and regulatory compliance for our Fintech operations. The ideal candidate will provide strategic advice, monitor regulatory requirements, and ensure adherence to compliance standards.About the RoleWe are looking for an experienced professional to fill...

Job DescriptionThe Bank Of China (Hong Kong) Limited is seeking a highly skilled AML Manager to join our team. As an AML Manager, you will be responsible for formulating the annual compliance review plan, planning, managing and conducting AML/CFT compliance reviews across multiple business units.Key Responsibilities:Formulate the annual compliance review...

Job Title: Senior Compliance SpecialistWe are seeking a highly experienced and skilled Senior Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations align with relevant laws and regulations.Key Responsibilities:Compliance...

Regulatory Oversight Management ProfessionalWe are seeking a highly motivated Compliance Officer to support our Regulatory Oversight Management team at BNY, a leading global financial services company. Our 50,000+ employees bring innovative solutions that benefit businesses, communities, and people everywhere.As an industry leader, we continue to innovate...

IO TECH SOLUTIONS LIMITED is a leading provider of secure business solutions in Hong Kong. We specialize in security printing, data management, and document digitization.We are looking for an IT System Compliance Specialist to join our team. As an IT System Compliance Specialist, you will be responsible for maintaining and updating audit document control...

About the RoleWe are seeking a highly experienced Senior Compliance Monitoring Director to join our team at Projob21 Ltd. in Greater China region.Job DescriptionThe successful candidate will be responsible for leading our compliance monitoring function, ensuring that our business operations meet the highest standards of regulatory compliance. This...

Job DescriptionWe are seeking a highly skilled AML and Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As an AML and Compliance Specialist, you will play a critical role in ensuring the bank's compliance with anti-money laundering and combating the financing of terrorism (AML/CFT) regulations.Responsibilities:Implement and...

Tower Research Capital, a pioneering high-frequency proprietary trading firm founded in 1998, is seeking an accomplished Risk Manager to join their global Risk and Trading Supervision team in Hong Kong. The ideal candidate will have a strong background in algorithmic trading.ResponsibilitiesProviding comprehensive risk oversight for APAC trading activities,...

About UsAt Classy Wheeler Limited, we are a pioneering innovation company that focuses on the cutting-edge technologies of artificial intelligence (AI), speech, natural language processing (NLP), and big data.We offer our clients a wide range of AI solutions that can help them improve their operational efficiency and gain valuable insights into human...

Compliance and Regulatory FrameworkAIA International Limited seeks a highly experienced Associate Director, Corporate Compliance to support the Head of Compliance in ensuring compliance with Group Policies and local regulatory requirements. The role will involve partnering with other Compliance functional leads to drive and oversee the implementation of a...

Job DescriptionWe are seeking a highly skilled IT Security and Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited.About the RoleThis is an exciting opportunity for a motivated individual to take on a key role in ensuring the security and compliance of our IT systems. As an IT Security and Compliance Specialist, you will be...

About AIA International LimitedAIA International Limited is a leading insurance company that provides innovative and comprehensive solutions to support individuals and businesses in achieving their goals.Job SummaryWe are seeking an experienced Compliance Risk Management Specialist to join our team. This role will focus on supporting the Head of Corporate...

Robert Walters Hong Kong is seeking an experienced Hedge Fund Compliance Specialist to join our team in Hong Kong. The successful candidate will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.Estimated Salary: HKD 600,000 - HKD 800,000 per annumAbout the RoleThe Hedge Fund...

About the RoleWe are seeking a highly motivated and detail-oriented Compliance Risk Management Specialist to join our team in Hong Kong.This role will be based in Hong Kong and is responsible for executing a global compliance program that includes advisory, training, monitoring, and reporting for investment activities across research, portfolio management,...