Regulatory Oversight Management Specialist

Join Our Team as a Regulatory Oversight Management ProfessionalWe are seeking a highly skilled Regulatory Oversight Management Professional to join our team at BNY. As a key member of our Regulatory Oversight Management team, you will play a critical role in ensuring the effective management of regulatory oversight and compliance.Key Responsibilities:Reside...

Role OverviewWe are seeking a skilled Senior Associate to join our Regulatory Oversight Management team in Hong Kong. This role will reside in the business and support management in day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies.Key ResponsibilitiesPerform research and...

About the RoleWe are seeking a highly skilled Regional AML/CFT Oversight Specialist to join our team at AIA.The successful candidate will be responsible for exercising regional oversight over Business Unit AML/CFT and Economic Sanctions Programs.Key Responsibilities:Review and challenge gap analyses vs. Group AML/CFT Policy and local AML/CFT laws and...

Job Title: Regulatory Policy Specialist Job Summary: The Regulatory Policy & Markets team under Group Compliance is seeking a highly skilled Regulatory Policy Specialist to manage an internal end-to-end service to HKEX and its subsidiaries. The successful candidate will provide compliance and regulatory support to facilitate business matters, products,...

Regulatory and Licensing SpecialistBitfinex, a leading digital asset trading platform, is seeking a highly skilled Regulatory and Licensing Specialist to join its Regulatory and Licensing team. This is a unique opportunity to apply your expertise in regulatory affairs and contribute to the growth and success of a pioneering company in the crypto-asset...

Global Executive Consultants Ltd. is seeking an experienced Regulatory Reporting Specialist to join our team.About the JobWe are looking for a highly skilled and motivated individual to support our regulatory reporting process. The ideal candidate will have a strong background in accounting and finance, with a proven track record of delivering high-quality...

At Hong Kong Express Airways Limited, we are seeking a highly skilled Regulatory Affairs Specialist to join our team. As a key member of our commercial department, you will be responsible for ensuring that all products and services meet applicable regulatory and legal requirements.The ideal candidate will have a strong analytical mind and excellent...

Overview:We are seeking a highly qualified Regulatory Compliance Specialist to join our team at HKMC Annuity Limited. This role is responsible for providing compliance review and advisory services to ensure our company remains compliant with regulatory requirements.Key Responsibilities:Develop and update compliance policies and guidelines;Review policies and...

Role OverviewTether Operations Limited is seeking a seasoned Regulatory Compliance Specialist to join our Regulatory and Licensing team in the Asia Pacific region. This role is focused on ensuring our operations align with local regulations, fostering a culture of compliance, and driving business growth through strategic regulatory engagement.Key...

About This RoleWe are seeking a seasoned Compliance Manager to oversee our risk oversight efforts and ensure seamless operations of SFC-licensed entities within the group.Key ResponsibilitiesOversee the management of compliance-related matters, including regulatory enquiries, inspections, and investigations.Conduct internal investigations and draft...

Job Title: Regulatory Compliance SpecialistHex Trust is a leading digital asset custodian seeking a highly skilled Regulatory Compliance Specialist to oversee and support the next stage of the Company's growth & expansion. The successful candidate will be responsible for obtaining and maintaining SFC Type 1 (Dealing in Securities) and Type 4 (Advising on...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...

Job SummaryThe Audit Manager - Risk Oversight and Compliance will be responsible for leading the audit team in assessing the effectiveness of internal controls and risk management processes within Bank of China (Hong Kong) Limited. This role will involve coordinating audit activities, reviewing audit reports, and providing recommendations for improvement.Key...

Job SummaryDBS Bank is seeking a highly skilled Regulatory Reporting Specialist to join our Group Finance team. As a key member of our team, you will be responsible for preparing and reviewing the HKMA Banking Returns and deliverables, leading and driving banking return automation, and handling new regulatory reporting requirements.Key...

Overview:Larson Maddox, a top-tier Financial Institution in the APAC Region, is seeking a highly skilled Regulatory Compliance Specialist to join its team of 10 professionals.Salary: HKD 800,000 - HKD 1,200,000 per annumJob Description:The successful candidate will be responsible for developing and implementing compliance policies and procedures for the...

Job Title: Asset Management SpecialistBNP Paribas Asset Management is seeking a highly skilled Asset Management Specialist to join our team in Hong Kong. As an Asset Management Specialist, you will play a critical role in ensuring the company's compliance with regulatory requirements and internal policies.Key Responsibilities:Assist in ensuring the company's...

About Green Lake Executive Search Co. LimitedAt Green Lake Executive Search Co. Limited, we specialize in connecting talented professionals with top industry leaders. Our team is dedicated to providing personalized service and expert knowledge to ensure a successful match.Job DescriptionWe are seeking an experienced Regulatory Compliance professional to join...

Transforming Patients' Lives through ScienceBristol Myers Squibb is a leading biopharmaceutical company that is transforming patients' lives through science. We are seeking a highly skilled Regulatory Affairs Specialist to join our team.The successful candidate will be responsible for independently handling regulatory submissions to health authorities,...

Job Title: Asset Management SpecialistBNP Paribas Asset Management is seeking a highly skilled Asset Management Specialist to join our team in Hong Kong. As a key member of our Compliance function, you will be responsible for ensuring that our company is in full compliance with applicable Hong Kong regulatory requirements and BNPP Group Compliance...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ. The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key ResponsibilitiesClient Management: Serve as the primary point of contact for clients, delivering compliance consultancy services to...