Regulatory Oversight Management Specialist

We are seeking a highly skilled Regulatory Oversight Management Specialist to join our team in Hong Kong. This role is located in a hybrid environment and offers a unique opportunity to make a meaningful impact in the financial services industry.About the RoleIn this exciting position, you will play a critical role in supporting management in the day-to-day...

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

Company Overview:Ashford Benjamin Ltd is a leading financial services firm dedicated to providing top-notch asset management solutions.Job Summary:We are seeking an experienced Asset Management Compliance Specialist to join our team. This role will be responsible for overseeing compliance and providing advice on asset management business, ensuring we...

Job SummaryTalentQuest HR Limited seeks a seasoned Compliance Expert to oversee Anti-Money Laundering (AML) and regulatory compliance for our Fintech operations. The ideal candidate will provide strategic advice, monitor regulatory requirements, and ensure adherence to compliance standards.About the RoleWe are looking for an experienced professional to fill...

About Green Lake Executive Search Co. LimitedAt Green Lake Executive Search Co. Limited, we specialize in connecting talented professionals with top industry leaders. Our team is dedicated to providing personalized service and expert knowledge to ensure a successful match.Job DescriptionWe are seeking an experienced Regulatory Compliance professional to join...

Projob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

About the RoleWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Classy Wheeler Limited in Hong Kong. As a Compliance Officer, you will play a crucial role in ensuring our company's policies and procedures are up-to-date with regulatory requirements.Key ResponsibilitiesMonitor and implement changes to regulatory requirements,...

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

We are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...

Pontoon Asia Pacific: Senior Risk Management RoleWe are seeking an experienced Risk Management Specialist to join our team in Hong Kong. The ideal candidate will have a strong background in risk oversight and management, with a focus on quality and timeliness.About the RoleThis is a 6-month contract opportunity that requires a high level of expertise in risk...

Job DescriptionWe are seeking a highly skilled Business Regulatory Reporting Specialist to join our team at Global Executive Consultants Ltd.Job OverviewThe ideal candidate will be responsible for ensuring the accuracy and completeness of regulatory reports, maintaining effective relationships with external stakeholders, and driving process improvements in...

About the RoleReporting to the Director of the Department, you will participate in strategic policy development and implementation of governance and regulatory affairs. Key responsibilities include developing relevant policies, providing support to the Council, building strong relationships with key stakeholders, coordinating policy improvements,...

**Job Title:** Master Agreement Negotiator and Regulatory SpecialistAbout Us:Bank Of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking services to individuals, corporations, and institutional clients.Job Summary:We are seeking an experienced Master Agreement Negotiator and Regulatory Specialist to...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Job DescriptionWe are seeking a highly skilled Asset Management Specialist to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for managing and overseeing the trade lifecycle, including order processing, trade settlement, corporate actions, valuation functions, etc.The ideal candidate will have a strong...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryWe are looking for an experienced professional to provide regulatory advice and guidance to our licensed entity and APAC fund business and control function. The successful candidate will be responsible for monitoring relevant...

Classy Wheeler Limited, a renowned listed securities brokerage company in Hong Kong, is seeking an experienced Senior Regulatory Compliance Specialist.About the RoleThe successful candidate will be responsible for ensuring that company policies and internal control procedures are up-to-date with regulatory requirements and monitor adherence to these...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Be Myjob Company Limited.Company OverviewBe Myjob Company Limited is a leading financial institution dedicated to providing exceptional services to our clients. Our company prides itself on its commitment to excellence, innovation, and customer...