Regulatory Oversight Management Specialist

Senior Associate Role in Regulatory Oversight ManagementBecome a part of BNY's dynamic team as a Senior Associate, playing a pivotal role in the Regulatory Oversight Management department. Based in Hong Kong – Hybrid, this position offers an exceptional opportunity to make a meaningful impact in the financial services industry.About the RoleSupport...

Role OverviewWe are seeking a skilled Senior Associate to join our Regulatory Oversight Management team in Hong Kong. This role will reside in the business and support management in day-to-day efforts related to first line of defense regulatory oversight management with laws, rules, regulations, and related policies.Key ResponsibilitiesPerform research and...

About the RoleWe are seeking a highly skilled Regional AML/CFT Oversight Specialist to join our team at AIA.The successful candidate will be responsible for exercising regional oversight over Business Unit AML/CFT and Economic Sanctions Programs.Key Responsibilities:Review and challenge gap analyses vs. Group AML/CFT Policy and local AML/CFT laws and...

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

Job SummaryTalentQuest HR Limited seeks a seasoned Compliance Expert to oversee Anti-Money Laundering (AML) and regulatory compliance for our Fintech operations. The ideal candidate will provide strategic advice, monitor regulatory requirements, and ensure adherence to compliance standards.About the RoleWe are looking for an experienced professional to fill...

About This RoleWe are seeking a seasoned Compliance Manager to oversee our risk oversight efforts and ensure seamless operations of SFC-licensed entities within the group.Key ResponsibilitiesOversee the management of compliance-related matters, including regulatory enquiries, inspections, and investigations.Conduct internal investigations and draft...

Job SummaryThe Audit Manager - Risk Oversight and Compliance will be responsible for leading the audit team in assessing the effectiveness of internal controls and risk management processes within Bank of China (Hong Kong) Limited. This role will involve coordinating audit activities, reviewing audit reports, and providing recommendations for improvement.Key...

Global Executive Consultants Ltd. is seeking an experienced Regulatory Reporting Specialist to join our team.About the JobWe are looking for a highly skilled and motivated individual to support our regulatory reporting process. The ideal candidate will have a strong background in accounting and finance, with a proven track record of delivering high-quality...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...

Risk Management and Regulatory Compliance SpecialistThis role is responsible for providing risk management and regulatory compliance advisory to PCCW Group and its insurance business. The primary objective is to ensure that the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.Your...

About Green Lake Executive Search Co. LimitedAt Green Lake Executive Search Co. Limited, we specialize in connecting talented professionals with top industry leaders. Our team is dedicated to providing personalized service and expert knowledge to ensure a successful match.Job DescriptionWe are seeking an experienced Regulatory Compliance professional to join...

Projob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...

Our client, Larson Maddox, is a prominent player in the financial sector.We are seeking a highly skilled Regulatory Compliance Specialist to join their team. As a key member of the compliance department, you will play a pivotal role in ensuring that our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall...

About the RoleWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Classy Wheeler Limited in Hong Kong. As a Compliance Officer, you will play a crucial role in ensuring our company's policies and procedures are up-to-date with regulatory requirements.Key ResponsibilitiesMonitor and implement changes to regulatory requirements,...

Job SummaryWe are seeking a seasoned Lead Regulatory Reporting Specialist to join our team at Global Executive Consultants Ltd. in Hong Kong.This is an exciting opportunity for a highly motivated and experienced professional to lead the HKMA regulatory reporting process, ensuring compliance with completion instructions, FAQ, and relevant guidelines.

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

About the RoleWe are seeking a highly skilled and experienced professional to provide regional oversight over Business Unit Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) programs.Key Responsibilities:Review and challenge gap analyses against Group AML/CFT Policy and local AML/CFT laws and regulations, ensuring the Business Unit...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Specialist to join our team. As a key member of the compliance division, you will play a vital role in ensuring the bank's regulatory compliance and risk management.About the RoleThis dynamic position involves providing advisory services to designated business units on regulatory...

We are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hydrafacial Trading (Shanghai) Co Ltd (China).About the RoleThis is a full-time position responsible for ensuring compliance with regulatory requirements in APAC, including CFDA and international regulations. The successful candidate will work closely with...