Regulatory Oversight Associate

Senior Associate Role in Regulatory Oversight ManagementBecome a part of BNY's dynamic team as a Senior Associate, playing a pivotal role in the Regulatory Oversight Management department. Based in Hong Kong – Hybrid, this position offers an exceptional opportunity to make a meaningful impact in the financial services industry.About the RoleSupport...

We are seeking a highly skilled Regulatory Oversight Management Specialist to join our team in Hong Kong. This role is located in a hybrid environment and offers a unique opportunity to make a meaningful impact in the financial services industry.About the RoleIn this exciting position, you will play a critical role in supporting management in the day-to-day...

A Career with Excellence in ComplianceHang Seng Bank fosters a culture of compliance excellence, with a focus on risk management and regulatory adherence.Our Compliance team plays a vital role in ensuring our policies and practices align with regulatory requirements and industry best practices.We are seeking a high-calibre professional to join our team as...

Job SummaryTalentQuest HR Limited seeks a seasoned Compliance Expert to oversee Anti-Money Laundering (AML) and regulatory compliance for our Fintech operations. The ideal candidate will provide strategic advice, monitor regulatory requirements, and ensure adherence to compliance standards.About the RoleWe are looking for an experienced professional to fill...

Be Myjob Company Limited is seeking a skilled Regulatory Compliance Associate to join our team in Hong Kong. This role plays a vital part in ensuring the Group's compliance with regulatory requirements.Key Responsibilities:Liaise with the Securities and Futures Commission (SFC) regarding license applications and respond promptly to all inquiries from the...

Projob21 Ltd. is seeking an experienced Regulatory Compliance Senior Manager to join its team in North Asia.About the RoleThe successful candidate will be responsible for overseeing regulatory affairs and central compliance, ensuring that all business operations are compliant with relevant regulations.Key ResponsibilitiesOversight of Regulatory Affairs and...

About This RoleWe are seeking a seasoned Compliance Manager to oversee our risk oversight efforts and ensure seamless operations of SFC-licensed entities within the group.Key ResponsibilitiesOversee the management of compliance-related matters, including regulatory enquiries, inspections, and investigations.Conduct internal investigations and draft...

Job SummaryThe Audit Manager - Risk Oversight and Compliance will be responsible for leading the audit team in assessing the effectiveness of internal controls and risk management processes within Bank of China (Hong Kong) Limited. This role will involve coordinating audit activities, reviewing audit reports, and providing recommendations for improvement.Key...

HK/SG Financial Regulatory Associate – International firmAt ALS International, we are seeking a highly skilled Financial Regulatory Associate to join our team in Dubai. As an international law firm with a growing presence in the Middle East, we offer a unique opportunity for a mid- to senior-level financial regulatory lawyer to take on a new challenge and...

**Job Title:** Senior Regulatory Compliance Expert**Company Overview:** At Harbridge Partners, we pride ourselves on our friendly and western company culture. Our team is dedicated to delivering exceptional results in a fast-paced environment.**Salary:** The estimated annual salary for this role is between HKD 600,000 to HKD 900,000 depending on...

About the Role:We are seeking a highly skilled Regulatory Reporting Specialist to join our team at eFinancialCareers.Key Responsibilities:Perform daily accounting duties, including preparing trade journals and conducting bank and broker reconciliations.Handle various in-bank-related and other clerical tasks.Manage regulatory matters, including FRR and Client...

Why Patients Need YouThe dynamic regulatory environment requires Pfizer to have a skilled Regulatory Affairs team. As a key member of our team, you will review and interpret the increasing regulatory requirements and their associated commercial pressures to ensure the best patient care.What You Will AchieveYou will be responsible for managing an efficient...

At Projob21 Ltd., we're seeking a highly skilled Payments Officer/Associate to join our Global Bank team in Hong Kong. This is an exciting opportunity for a detail-oriented professional with 3+ years of experience in payment operations and transaction management.Key ResponsibilitiesDaily cash/cheque payment processing, requiring liaison with internal and...

Job DescriptionAIA International Limited is seeking a seasoned Compliance Officer to join our team. As a key member of our compliance function, you will play a vital role in ensuring the effective implementation of regulatory compliance framework and policies across all entities under our oversight.About the RoleThis position supports the Head of Corporate...

Job DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...

Job Title: Lead Regulatory Compliance and Dispute SpecialistWe are seeking a 4+ PQE Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited.About the RoleThis role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. As a Senior...

Key Responsibilities:Perform daily accounting duties, including trade journal preparation and bank and broker reconciliations.Handle in-bank-related and other clerical tasks.Handle regulatory matters, including FRR and Client Monies Segregation.Prepare supporting schedules for daily or monthly reporting.Assist in the preparation of financial and management...

Job Overview:We are seeking an experienced Regulatory Reporting Associate to join our team at Green Lake Executive Search Co. Limited. The successful candidate will be responsible for performing daily accounting duties, handling regulatory matters, and preparing supporting schedules for the daily or monthly reporting.Key Responsibilities:Perform daily...

Job Description:A leading financial institution, Ashford Benjamin Ltd, is seeking a seasoned Compliance Specialist to join their Asset Management team. In this pivotal role, you will be responsible for ensuring the company's compliance with regulatory requirements and maintaining a strong control framework.Key Responsibilities:Regulatory Oversight:...

Key Responsibilities:Prepare trade journals and perform bank and broker reconciliations on a daily basis.Handle in-bank-related and other clerical tasks to ensure seamless operations.Manage regulatory matters, including FRR and Client Monies Segregation, to maintain compliance.Develop supporting schedules for daily or monthly reporting to provide accurate...