Compliance Officer

Executive Assistant to CEO Job DescriptionCompany OverviewLink Compliance is a leading online gaming company based in Hong Kong. We are seeking an experienced Executive Assistant to support our CEO's business calendar and operations.Salary: $80,000 - $100,000 per annumJob DescriptionWe are looking for a highly skilled and organized individual to join our...

Job Purpose:As a key member of the Group Compliance Division, you will play a crucial role in ensuring the Bank's compliance with regulatory requirements and industry standards. Your primary responsibility will be to assist in the development and implementation of effective compliance policies and procedures, ensuring that the Bank's operations are in line...

Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team at Interactive Brokers. The ideal candidate will have experience in regulatory compliance, with a strong understanding of anti-money laundering (AML) programs and financial regulations.ResponsibilitiesConduct ongoing reviews and analysis of enterprise clients' AML programs and...

Are you an exceptional organizer and administrator seeking a challenging role in Hong Kong? Link Compliance is looking for a highly skilled Business Support Executive to join our team. As a key member of our staff, you will provide top-notch support to our CEO, handling various responsibilities that require discretion, attention to detail, and excellent...

Main ResponsibilitiesAs a key member of the EFG International team, you will provide critical advisory support to ensure that Client Relationship Officers perform thorough customer due diligence in accordance with EFG Global standards and applicable regulations. Your expertise will guide Hong Kong-based Client Relationship Officers and Private Banking...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters.Key ResponsibilitiesAct as the primary liaison to the SFC exchanges and other regulatory bodies.Research, interpret,...

At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We empower our employees to excel in their roles and make a meaningful impact on our business. This role will play a critical part in...

Job Title: Chief Compliance OfficerWe are seeking a seasoned Chief Compliance Officer to lead our Distribution Compliance team in ensuring regulatory adherence and excellence in our operations.About the Role:Lead the distribution compliance function to identify, assess, and mitigate risks associated with regulatory changes, business initiatives, and market...

Citi is seeking a highly skilled Equities Compliance Officer to join our team in Central, Hong Kong. As a critical member of our Compliance and Control department, you will play a vital role in ensuring that our firm's equities business operates in compliance with relevant laws, regulations, and internal policies.Reporting to the Head of Equities Compliance,...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at JH Partners Asia Company Limited.Key Responsibilities:Evaluate organizational policies and procedures to ensure alignment with regulatory requirements, ensuring the company remains compliant with relevant laws and regulations.Conduct comprehensive risk assessments...

Client BackgroundLarson Maddox is a leading Private Bank seeking experienced professionals to join its Onboarding team. As a KYC Officer, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Job ResponsibilitiesConduct thorough KYC reviews of...

About the RoleWe are seeking a seasoned Compliance Professional to join our team at Société Générale Assurances. As a Compliance Officer, you will play a pivotal role in ensuring our institutional brokerage business remains compliant with all relevant regulations and laws.Key ResponsibilitiesAdvise the front-office, management, and support staff on...

At CICC, we are seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Secondary Markets Compliance department, you will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities.Key Responsibilities:Provide expert compliance advice to the Equities, FICC, and...

The Bank of China (Hong Kong) Limited is seeking a highly skilled and experienced Senior Compliance Officer to join our team.Job DescriptionWe are looking for a professional with strong analytical and problem-solving skills, excellent interpersonal and communication skills, and the ability to work effectively in a fast-paced environment. The successful...

AML Compliance OfficerCorporation Service Company is seeking a highly skilled AML Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our clients' AML/CFT programs are in compliance with Cayman statutory and regulatory requirements.Key Responsibilities:Review and maintain AML/CFT programs,...

We are seeking a highly experienced Legal and Compliance Director to join MatchTalent Limited. The ideal candidate will have at least 8 years of experience in legal and compliance roles, with a strong background in the financial sector.About the RoleThis position requires a proactive individual who can navigate complex regulatory environments and provide...

Compliance and Risk Officer Role in CitiCiti, a global bank, is seeking a Compliance and Risk Officer to join its team in Hong Kong. This role will be part of the Compliance and Risk Management team, responsible for assessing and mitigating compliance risks in the Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to...

Job Summary:We are seeking a highly skilled Senior Compliance Officer to join our team at Pure Hong Kong. The ideal candidate will have a strong background in AML/KYC and risk management, with the ability to work closely with our frontline, compliance, and due diligence teams.Key Responsibilities:Verify that all new account openings comply with KYC and AML...

Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at CICC. The successful candidate will be responsible for providing compliance coverage to our Equities, FICC, and Wealth Management business activities conducted from Hong Kong.Key Responsibilities:Provide compliance advisory to the Equities, FICC,...

Job Title: Compliance Officer for Investment ServicesThe ConnectedGroup Limited is seeking a talented individual to join their team as a Compliance Officer for Investment Services. This role involves working closely with the COO and CCO to ensure compliance with existing ARP Compliance policies.Key Responsibilities:Conduct daily compliance monitoring,...