Regional AML Compliance Oversight Specialist

1 month ago

Hong Kong, Central and Western District, Hong Kong SAR China AIA Full time
About the Role

We are seeking a highly skilled and experienced professional to provide regional oversight over Business Unit Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) programs.

Key Responsibilities:
  • Review and challenge gap analyses against Group AML/CFT Policy and local AML/CFT laws and regulations, ensuring the Business Unit maintains an up-to-date gap analysis on an ongoing basis.
  • Review and challenge annual Institutional Risk Assessments and proposed actions.
  • Review Quality Assurance findings/control weaknesses, ensuring these are logged in the incident register and assessing/challenging the adequacy of proposed actions.
  • Conduct monthly walkthroughs using monthly AML reports to review Key Risk Indicators and identify any undetected issues.
  • Review Business Unit-level governance reports to assess if relevant matters are adequately covered and, if not, highlight to Business Unit Chief Risk Officers for rectification.
  • Ongoing tracking of action plans and escalation of slippages.
  • Collaborate with AML System Subject Matter Experts to review AML system settings (pre-go-live, proposals for change, and annual review).
  • Provide Subject Matter Expert guidance and training.
  • Provide guidance and support for AML projects/action implementation as required.
  • Highlight key risks, gaps, control weaknesses, and status of actions in Group Compliance reports.
Requirements:
  • Minimum 10 years' working experience in financial services, of which at least 5 years must be in a regional Compliance role covering oversight of Business Unit AML/CFT and Economic Sanctions Programs.
  • Strong knowledge of pertinent laws, regulations, and best practices.
  • Clear and concise writing and presentation skills, with the ability to translate complex requirements/risks into simple language.
  • IT skills aligned with job responsibilities.
  • Self-motivated with proven ability to influence and work effectively within a highly matrixed organization.
  • Ability to confront conflict and difficult issues in a professional, assertive, and proactive manner.

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