Risk Management Specialist

10 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time
About the Role

We are seeking a highly skilled Risk Management Specialist to join our team at Ashford Benjamin Ltd. As a key member of our Private Side Compliance team, you will play a critical role in ensuring that our investment banking and capital market businesses operate within a robust compliance framework.

Key Responsibilities
  • Advisory and Support

You will provide expert advisory and support services to our Investment Bank and Capital Market, Research business on a wide range of internal and transaction-related compliance matters.

Compliance Framework Development

You will draft and maintain compliance frameworks, policies, and procedures to ensure that our business operations align with regulatory requirements.

Regulatory Updates and Approvals

You will participate in regulatory updates, new product and activity approvals projects, working closely with relevant stakeholders to ensure compliance.

Conflict of Interest Management

You will work closely with our control room to advise and manage activities related to conflict of interest, information barriers, wall crossing, and other compliance-related risks.

Regional and Global Collaboration

You will liaise with regional and global Legal and Compliance colleagues on matters pertaining to private side business, ensuring seamless coordination and effective risk management.

Requirements
  • Experience

A minimum of 6 years of compliance experience in investment banking and capital market business compliance advisory is required for this role.

Familiarity with Regulations

Familiarity with private side related rules and regulations for the APAC region is essential for success in this position.



  • Hong Kong, Central and Western District, Hong Kong SAR China Valuable Capital Limited Full time

    About Valuable Capital LimitedValuable Capital Limited is a reputable financial institution seeking an experienced Risk Management Specialist to join our team.Job DescriptionAs a Risk Management Specialist, you will be responsible for reviewing and maintaining our Risk Management Policy & Guideline, ensuring its effective implementation across the...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Unicom Global Full time

    About the RoleWe are seeking a highly motivated and skilled Financial and Risk Management Specialist to join our team at China Unicom Global.This role is perfect for individuals with a passion for finance and risk management, who are looking to take their career to the next level in a dynamic and challenging environment.


  • Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

    Job Title: Senior Credit Risk Management SpecialistWe are currently seeking a highly skilled Senior Credit Risk Management Specialist to join our team at Gravitas Recruitment Group. As a seasoned professional in credit risk analytics, you will be responsible for leading the development and implementation of credit risk management strategies.About the...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    About UsBank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, offering a wide range of financial services to individuals, corporations, and institutions.Salary InformationThe estimated salary for this role is $90,000 - $120,000 per year, depending on qualifications and experience.Job DescriptionWe are seeking an IT Risk...


  • Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Job Title: IT Audit Lead and Risk Management SpecialistAbout Classy Wheeler LimitedWe are a leading company in the industry, seeking an experienced IT Audit Lead and Risk Management Specialist to join our team. This role will be responsible for leading internal audits, conducting risk assessments, and providing guidance on IT risk management...


  • Hong Kong, Central and Western District, Hong Kong SAR China TEKsystems Hong Kong Full time

    Located in Hong Kong, TEKsystems is seeking an experienced Senior Risk Management Specialist to join their risk and compliance team.About the RoleThis senior-level position involves analyzing and mitigating the risk levels of suppliers as part of a third-party management framework project. The successful candidate will be responsible for gathering...


  • Hong Kong, Central and Western District, Hong Kong SAR China Recruitment Intelligence Consultants Limited Full time

    We are seeking a highly skilled Risk Management Specialist to join our team at Recruitment Intelligence Consultants Limited. This is an excellent opportunity for someone who wants to take on a challenging role in the field of risk management.


  • Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Compliance Risk Management Specialist to join our team in Hong Kong.This role will be based in Hong Kong and is responsible for executing a global compliance program that includes advisory, training, monitoring, and reporting for investment activities across research, portfolio management,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Job Title: Risk Management SpecialistWe are seeking a highly experienced and skilled Credit Administration Officer to join our team at Classy Wheeler Limited.Company Overview:Our client is a leading Fintech company that provides innovative trade financing solutions. They are now looking for a talented individual to assist in the administration of loans and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Robert Walters Hong Kong Full time

    Robert Walters Hong Kong is seeking a highly skilled Risk Management Specialist to join our team in Hong Kong.Job Title: Risk Management Specialist - Banking & WealthAbout the Role:We are looking for an experienced professional with extensive knowledge of risk management in banking and wealth management. The ideal candidate will have a strong understanding...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Global Executive Consultants Ltd. is seeking a highly skilled Credit Risk Management Specialist to support the credit risk and risk monitoring of various investment products.Job OverviewThe ideal candidate will have 2 to 3 years of experience in credit control or risk management, with expertise in OTC Investment Products, Equities, Futures, Options, Fixed...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Enterprise Risk Management Specialist to join our team.About the RoleThe successful candidate will be responsible for formulating and implementing IT risk management policies and systems, as well as collaborating with business departments to convey IT risk management-related...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About AIA International LimitedAIA International Limited is a leading insurance company that provides innovative and comprehensive solutions to support individuals and businesses in achieving their goals.Job SummaryWe are seeking an experienced Compliance Risk Management Specialist to join our team. This role will focus on supporting the Head of Corporate...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    **About Aptitude Asia:**Aptitude Asia is a leading financial institution in Hong Kong, committed to providing exceptional risk management services.Job Summary:We are seeking an experienced Enterprise Risk Management Specialist to join our team. The successful candidate will be responsible for leading critical initiatives focused on regulatory compliance to...


  • Hong Kong, Central and Western District, Hong Kong SAR China SUPER Corporate Consultancy Group Full time

    Job DescriptionSUPER Corporate Consultancy Group is seeking a highly skilled Enterprise Risk Management Specialist to join our team. In this role, you will be responsible for validating and reviewing internal rating models and scorecards for various types of exposures developed by our Model Development Team.Key Responsibilities:Validate and conduct reviews...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pan Asia Pacific Aviation Services Limited Full time

    Job OverviewWe are seeking a highly skilled Risk Management Specialist to join our team at Pan Asia Pacific Aviation Services Limited.


  • Hong Kong, Central and Western District, Hong Kong SAR China TEKsystems Hong Kong Full time

    About the RoleWe are seeking an experienced Operational Risk Management Specialist to join our team in Hong Kong.The successful candidate will be responsible for designing and implementing controls within the first line of defense, as we aim to implement the regional APAC risk framework to localize it for the Hong Kong market.Key ResponsibilitiesDesign and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Octopus Holdings Limited Full time

    Job DescriptionWe are seeking a highly skilled Financial Risk Management Specialist to join our team at Octopus Holdings Limited. The successful candidate will play a key role in ensuring the company's payment solutions and systems remain secure and compliant with regulatory requirements.As a Financial Risk Management Specialist, you will be responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Projob21 Ltd. Full time

    **Job Overview**Projob21 Ltd. is a leading organization in the field of risk management, seeking an experienced Risk Management Specialist to join our team.


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    We are seeking a seasoned Debt Risk Management Specialist to join our team at Bank Of China (Hong Kong) Limited.About the RoleThis is a challenging opportunity for an experienced professional to play a key role in shaping our corporate credit management strategy and operations. You will be responsible for reviewing and approving credit proposals, conducting...