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Compliance Risk Manager Position in Investment Services
2 weeks ago
We are seeking a Senior Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a vital role in ensuring that our investment services comply with relevant laws and regulations.
Responsibilities:- Advisory Services
You will provide advisory services to our business units regarding regulatory compliance issues related to our investment or insurance products and services. This will involve analyzing complex regulatory requirements and providing guidance on how to meet them.
Project ParticipationIn addition to your advisory work, you will participate in regulatory compliance-related projects and initiatives. This may include system launches and enhancements, as well as the development of new policies and procedures.
Policy Review and Compliance TrainingYou will review our existing policies and procedures to ensure they align with relevant laws and regulations. You will also conduct compliance training for our staff to educate them on our regulatory obligations and best practices.
Requirements:- Education
A degree holder or above in Law, Banking and Finance, Accounting, or related disciplines is required for this position.
ExperienceYou should have at least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors, or regulatory bodies.
Knowledge and SkillsSound knowledge of investment or insurance products, regulatory requirements, and market practices is essential. Good analytical, interpersonal, and communication skills are also necessary, along with flexibility and adaptability to changes.
LanguagesYou should have a good command of both written and spoken English and Chinese (including Mandarin).
IT SkillsProficiency in using Microsoft Office is also required.
If you are a motivated individual with a passion for compliance and a desire to work in a dynamic environment, we encourage you to apply for this exciting opportunity.
