Strategic Compliance Professional for Investment and Insurance

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time
Job Description

At Bank of China (Hong Kong) Limited, we are seeking a seasoned Strategic Compliance Professional to join our team. As a key member of our compliance function, you will play a vital role in ensuring the bank's investment and insurance products/services comply with relevant laws and regulations.

Responsibilities:
  • Provide expert advisory services to business units on regulatory compliance matters related to investment or insurance products/services.
  • Participate in and assist with regulatory compliance-related projects, initiatives, and system launches/enhancements.
  • Review and update policies, procedures, compliance manuals, etc., in accordance with relevant laws and regulations.
  • Conduct compliance training for staff, aligning with local regulations and the bank's policies and training objectives.
Requirements:
  • Degree holder or above in Law, Banking and Finance, Accounting, or related disciplines.
  • At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors, or regulatory bodies.
  • Solid knowledge of investment or insurance products, regulatory requirements, and market practices.
  • Excellent analytical, interpersonal, and communication skills, with flexibility and adaptability to changes.
  • Proficiency in using Microsoft Office.
  • Good command of both written and spoken English and Chinese (including Mandarin).


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