Strategic Compliance Professional for Investment and Insurance
2 days ago
At Bank of China (Hong Kong) Limited, we are seeking a seasoned Strategic Compliance Professional to join our team. As a key member of our compliance function, you will play a vital role in ensuring the bank's investment and insurance products/services comply with relevant laws and regulations.
Responsibilities:- Provide expert advisory services to business units on regulatory compliance matters related to investment or insurance products/services.
- Participate in and assist with regulatory compliance-related projects, initiatives, and system launches/enhancements.
- Review and update policies, procedures, compliance manuals, etc., in accordance with relevant laws and regulations.
- Conduct compliance training for staff, aligning with local regulations and the bank's policies and training objectives.
- Degree holder or above in Law, Banking and Finance, Accounting, or related disciplines.
- At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors, or regulatory bodies.
- Solid knowledge of investment or insurance products, regulatory requirements, and market practices.
- Excellent analytical, interpersonal, and communication skills, with flexibility and adaptability to changes.
- Proficiency in using Microsoft Office.
- Good command of both written and spoken English and Chinese (including Mandarin).
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