Regulatory Compliance Associate in Investment Management

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

As a member of our Investment Compliance team in Asia Pacific, you will play a crucial role in ensuring that all AllianzGI's activities in the region comply with relevant regulatory requirements and Group policies and standards.You will be responsible for creating, implementing, and maintaining policies, procedures, and controls to ensure compliance, as well...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About the RoleWe are seeking a highly skilled and motivated Investment Development Associate to join our team at Point72 Asset Management. As an Investment Development Associate, you will play a critical role in enhancing the commercial success of our long/short investment teams through targeted development programs.

Investment and Asset Management Associate Director (BH-75139) Location: Central and Western District, Hong KongSector: Property & HousingSalary: Competitive A leading real estate investment management firm is looking for an Associate Director, Investment and Asset Management, to be based in Hong Kong.Job Summary: The Investment and Asset Management Associate...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

About UsWellington Management Company, LLP offers a comprehensive range of investment management capabilities that cater to the diverse needs of institutional clients worldwide. Our team of experts draws on a robust body of proprietary research and fosters a collaborative culture that encourages innovative thinking and strategic debate.About the RoleThe...

About the Position:We are looking for an experienced Investment Compliance Specialist to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement...

3 days ago Be among the first 25 applicants An esteemed international law firm in Hong Kong is seeking a talented FS Regulatory Associate with 3-6 years PQE to join its distinguished Financial Services Regulatory team. The firm is recognized for its expertise in advising global clients on complex regulatory matters within the financial services industry....

Senior Manager/Manager, Regulatory Compliance Get AI-powered advice on this job and more exclusive features. Responsibilities: Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challenges Lead regulatory...

A prominent asset management firm in Hong Kong seeks a skilled Regulatory Expert for Alternative Investments to join their team. In this role, you will be responsible for ensuring that all aspects of compliance are met, from conducting risk assessments to developing and implementing effective compliance programs.You will work closely with the business teams...

At Vistra, we believe that our clients have the power to drive global progress. We exist to remove the complexity of global business and help them achieve their goals without friction.We are seeking a Regulatory Monitoring Manager to join our team in Hong Kong. This contract position will allow you to make a significant impact on our Global Incorporations...

Job Overview:An esteemed international law firm in Hong Kong is seeking a talented FS Regulatory Associate with 3-6 years PQE to join its distinguished Financial Services Regulatory team. The firm is recognized for its expertise in advising global clients on complex regulatory matters within the financial services industry.The Role:As an FS Regulatory...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

About Our ClientWe are a leading provider of regulatory reporting services to the investment banking and wealth management industry.Our client is seeking a highly experienced Senior Project Manager to lead and manage critical projects focused on automating regulatory reporting processes.The successful candidate will be responsible for ensuring compliance...