FS Regulatory Associate

Job Overview:An esteemed international law firm in Hong Kong is seeking a talented FS Regulatory Associate with 3-6 years PQE to join its distinguished Financial Services Regulatory team. The firm is recognized for its expertise in advising global clients on complex regulatory matters within the financial services industry.The Role:As an FS Regulatory...

Sonar Consultants: A Leading International Law FirmWe are a leading international law firm with a reputation for excellence in financial services regulation. Our team of experts advises global clients on complex regulatory matters within the financial services industry.The FS Regulatory Associate Role:We are seeking a talented FS Regulatory Associate with...

We are looking for a highly skilled Regulatory Compliance Associate to support our investment management team in Hong Kong. As a key member of our legal and compliance team, you will be primarily handling Hong Kong regulatory compliance work but will also support our businesses throughout the region.Responsibilities of the role:Day-to-day regulatory matters,...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Associate General Counsel, Product and Regulatory Advisory Hong Kong, Hong Kong SAR Who We Are At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom. OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto...

Job DescriptionWe are seeking a Senior Compliance Associate to join our team in Hong Kong. The successful candidate will have 3-6 years of experience in regulatory compliance and be responsible for handling Hong Kong regulatory compliance work.The role involves monitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4),...

Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

We are seeking a talented Asset Management Regulatory Specialist to join our team at Be Myjob Company Limited. As a Principal Consultant, you will play a critical role in ensuring compliance with relevant regulations and laws.About the Role:This is an exciting opportunity for an experienced professional to take on a challenging role in Asset Management...

About the Role:We are seeking a highly experienced Compliance Director to join our team at Gravitas Recruitment Group (Global) Ltd. As a key member of our Compliance team, you will play a critical role in ensuring that our client's insurance operations comply with all relevant regulatory requirements.Responsibilities:Oversee compliance with applicable...

Job Title: Client Review and Approval AssociateWe are looking for a detail-oriented Client Review and Approval Associate to join our team at Standard Chartered. In this role, you will be responsible for reviewing and verifying client account documents to ensure accuracy and compliance.Key Responsibilities:- Review client account documents for completeness...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Job DescriptionIn this exciting movement at AIA Hong Kong and Macau, we aim to create a healthier, more sustainable future for everyone. As Associate Director, Actuarial, you will play a key role in shaping this vision.Main Responsibilities:Taking ownership of the sustainable profitable growth of new business for one/multiple product line(s).Leading the...

Select how often (in days) to receive an alert:It's never been a more exciting time to join Vistra.At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve...

About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

Position Description The role will provide support to the FICC business division internationally across various CLSA entities in Hong Kong, Singapore, Japan, UK and US, as FICC operates in many different regulatory jurisdictions. The person will be working independently to open accounts and onboard new relationships based on CITIC CLSA's required standards...

Associate Director, Compliance Associate Director, Compliance Apply locations: Hunghom, Kowloon, Hong Kong Time type: Full time Posted on: 8 Days Ago Job requisition id: JR00107717 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

Company Profile    Amethyst Partners is an international firm that offers fund administration services to clients in the private equity fund industry. We strive to deliver high-quality services to our clients by leveraging our expertise and resources.Job Role    We are seeking a skilled individual to join our team as an Associate, Compliance /...

Direct message the job poster from Amethyst Partners Our client is an international professional services firm that provides fund administration services to clients in the private equity fund industry. As the business continues to grow, they are looking for an Associate, Compliance / Paralegal and the role is based in Hong Kong. Key responsibilities Manage...

The onsite marketing associate will support a global investment bank's APAC Equity Research Product & Marketing Team with the following responsibilities: Partner with analysts and the regional Product Management team to identify, plan and execute marketing initiatives and campaigns. Drive continuous improvement in marketing initiatives and processes through...