Regulatory Compliance Manager

6 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Matrixport Official Full time
Talent Acquisition Partner | HRBP | Matrixport

ABOUT US

Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading, investment, loan, custody, RWA, research and more. Through our diverse products and services, we empower users to achieve sustainable earnings from their crypto investments.

Matrixport holds licenses such as the Hong Kong Trust or Company Service Provider (TCSP) & Money Lender License, an Appointed Representative (AR) in the UK. We are also registered as a Money Services Business (MSB) in the US and a member of Switzerland's FINMA SRO-VFQ, ensuring our services meet the highest global standards and providing users with secure and compliant crypto financial solutions.

WHY JOIN US

At Matrixport, we tackle complex problems as a team. We encourage openness and promote transparency, respect, and inclusivity. Every team member is valued and has a voice that can be heard. We are always in the search for intellectually curious and entrepreneurial individuals who are keen on making an impact in the crypto ecosystem, and in building a better product for the next one billion users.

ABOUT THE ROLE

We are currently looking for a Regulatory Compliance Officer/Manager to join our Hong Kong team and support the virtual asset trading platform (VATP) licensing and regulatory initiative under the SFC's VATP regulatory regime. In this dynamic role, you will have the opportunity to gain deep experience in the VATP via various licensing and regulatory initiatives, as well as dealing first-hand with the regulators' requests.

The Regulatory Compliance Officer/Manager will assist the Head of Compliance of Hong Kong in all licensing and regulatory matters, and will also assist in enhancing the overall compliance governance and monitoring framework, including but not limited to: (i) reviewing of policies and procedures and mapping them against applicable rules and regulations; (ii) remediating identified issues and liaising with stakeholders and subject matter expertise; and (iii) identifying regulatory obligations and implementing them as part of the internal control process.

This is an excellent opportunity for those who are interested in bringing their professional compliance experience over to the Web3 industry. The role will be based in our Hong Kong office.

Responsibilities

  • Assist with the VATP regulatory and licensing work in Hong Kong;
  • Work with internal stakeholders and external advisors on all licensing-related matters;
  • Deal with the SFC's enquiries and inspection;
  • Assist with the continued development of the compliance governance and internal control framework in Hong Kong;
  • Assist with conducting periodic testing on key compliance processes, and monitor adherence to local regulatory obligations;
  • Perform quality checks to ensure compliance with regulatory requirements;
  • Assist with reviewing, improving and executing the standard procedures, process workflow and systems;
  • Perform ad-hoc tasks and support other Hong Kong-licensed entities as required.

Qualifications

  • Degree holder in Law, Accountancy, Business Administration, Economics, Finance or equivalent disciplines;
  • 3 to 6 years of demonstrated experience in a compliance role in SFC-licensed corporations, financial institutions, fintech firms or consultancies;
  • Well-versed with SFC rules and regulations;
  • Good understanding of the general regulatory landscape in Hong Kong, particularly with regard to crypto/virtual assets;
  • Prior experience in crypto/virtual assets and experience in a VATP is a strong plus;
  • Good analytical skills, able to comprehend complex rules and articulate the key requirements;
  • Able to meet tight deadlines while maintaining quality standards and ensuring effective time management;
  • Meticulous attention to detail;
  • Excellent command of both written and spoken English and Chinese.

By submitting a job application, you confirm that you have read and agree to our Candidate Privacy Policy. Candidate Privacy Policy

Seniority level

Associate

Employment type

Full-time

Job function

Legal

#J-18808-Ljbffr

  • Regulatory Compliance

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

  • Regulatory Compliance

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

  • Regulatory Compliance Manager

    2 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Futu Holdings Limited Full time

    Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

  • Insurance Regulatory Compliance Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Harvest Personnel Agency Full time

    About the Role:We are seeking a seasoned Insurance Regulatory Compliance Manager to join our team. In this role, you will be responsible for handling AML/FATCA/CRS regulatory compliance issues and providing compliance advice and support.Key Responsibilities:Review and develop FCC compliance-related policies and proceduresConduct compliance reviews and...

  • Regulatory Compliance Specialist

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Schultecruise Full time

    The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

  • Regulatory Compliance Specialist

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Chemill Pharma Ltd. Full time

    Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

  • Compliance Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full time

    Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

  • Regional Regulatory Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full time

    Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

  • Regulatory Compliance Expert

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

  • Regulatory Compliance Officer

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

  • Regulatory Compliance Specialist

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China OSL Full time

    About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

  • Senior Manager/Manager, Regulatory Compliance

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China ZA Full time

    Senior Manager/Manager, Regulatory Compliance Get AI-powered advice on this job and more exclusive features. Responsibilities: Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challenges Lead regulatory...

  • Regulatory Compliance Specialist

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full time

    **Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

  • Regulatory Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

  • Product Manager Regulatory Compliance

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Sanderson-iKas Hong Kong Full time

    About the JobWe are seeking a Product Manager Regulatory Compliance to join our team in Hong Kong. The successful candidate will have experience in regulatory reporting background, preferably with automation knowledge.Key ResponsibilitiesRegulatory Reporting Expertise: Provide guidance on Hong Kong and Singapore regulatory and reporting...

  • Regulatory Compliance Specialist

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

  • Regulatory Compliance Associate in Investment Management

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full time

    We are looking for a highly skilled Regulatory Compliance Associate to support our investment management team in Hong Kong. As a key member of our legal and compliance team, you will be primarily handling Hong Kong regulatory compliance work but will also support our businesses throughout the region.Responsibilities of the role:Day-to-day regulatory matters,...

  • Regulatory Compliance Officer

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China LU AN CREDIT Full time

    About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

  • Regulatory Compliance Specialist

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Transak Full time

    Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

  • Regulatory Compliance Expert

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    ResponsibilitiesThis is an excellent opportunity for a compliance professional to take on a key role in a reputable asset management firm in Hong Kong.The successful candidate will be responsible for:Collaborating with internal stakeholders to ensure effective implementation of compliance policies and proceduresConducting research and analysis to stay...