Regulatory Compliance Expert

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

ResponsibilitiesThis is an excellent opportunity for a compliance professional to take on a key role in a reputable asset management firm in Hong Kong.The successful candidate will be responsible for:Collaborating with internal stakeholders to ensure effective implementation of compliance policies and proceduresConducting research and analysis to stay...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job OverviewBowen Partners is an executive search and talent development firm in Hong Kong, committed to excellence in identifying top talent within Banking & Financial Services across Asia Pacific.We are seeking a seasoned enforcement professional with strong internal audit or compliance background to join our client's team.The ideal candidate will play a...

Our client, a leading financial technology platform in Hong Kong and China, seeks an experienced Regulatory Expert to lead their compliance function. With a strong focus on innovation and growth, this is an exciting opportunity for a seasoned professional to join the company's leadership team.About ConnectedGroup LimitedConnectedGroup Limited is a pioneering...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...

Governance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....

About the RoleiCapital, a leading provider of alternative investment technology, is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Hong Kong.This role will support the development of a compliance strategy and guidelines for the firm's growth across APAC, ensuring sustainable and compliant operations.The successful hire will...

About the Team:We are seeking a Regulatory Affairs Expert to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement compliance policies,...

About iCapital iCapital powers the world's alternative investment marketplace through its financial technology platform. This innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. The company services a...

A prominent asset management firm in Hong Kong seeks a skilled Regulatory Expert for Alternative Investments to join their team. In this role, you will be responsible for ensuring that all aspects of compliance are met, from conducting risk assessments to developing and implementing effective compliance programs.You will work closely with the business teams...

About the RoleWe are looking for a Product Regulatory Expert to join our team at Tapestry, Inc. The successful candidate will be responsible for ensuring that our products meet the necessary regulatory requirements.Main Responsibilities:Focus on Ready-to-wear (RTW) testing & labelling compliance activities in product development & production...

We are looking for a Senior Regulatory Advisor to join our team at Moody's Investors Service. As a key member of our Compliance team, you will play a critical role in ensuring the successful implementation of our Compliance Program in the APAC region.The ideal candidate will have:More than 20 years of experience in Compliance, law, or risk...

The RoleWe are seeking a seasoned Compliance Specialist to join our Control Room Compliance Team in Hong Kong. Reporting to the Regional Head of Compliance, you will be responsible for maintaining watch lists and restricted lists, renewing Chinese Wall policies, and handling conflict analysis.Your Key ResponsibilitiesReview complex trades and provide...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

Job Description:Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

Compliance Role at HKMC Annuity LimitedWe are seeking a highly skilled Senior Manager/Manager to join our Regulatory Compliance Department. In this role, you will be responsible for ensuring the company's compliance with regulatory requirements, developing and maintaining compliance policies and procedures, and promoting a culture of compliance throughout...