Financial Markets Regulatory Expert
4 days ago
Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier investment bank.
The Regional Head of Capital Markets Regulatory Surveillance will report directly to the Regional Head of Business Coverage Compliance and functionally to the Global Head of Regulatory Surveillance within Compliance (SUR). Key responsibilities include defining and implementing a compliance surveillance and control setup, adapting it to Group norms and Compliance global strategy, and ensuring effective leadership within the region while maintaining global consistency.
Key Responsibilities:
- Design and implement surveillance strategy and processes
- Leverage data-driven performance indicators, prioritizing work, and maintaining momentum on key production deliverables
- Keep current on regulatory changes/priorities, and industry trends/best practices
- Identify and oversee improvements needed for existing surveillance leveraging technology
- Member of the Global Capital Markets Compliance management team contributing to the overall strategy and execution of the function's priorities
- Manage the team, develop their skill set, recruit as required, and provide leadership
- Drive change through projects, audit remediation, or regulatory changes
- Analyze significant risk events and escalations to ensure all risks are identified and reported
- Coordinate and oversee responses to regulatory inquiries
- Work closely with global colleagues and stakeholders to develop the surveillance program
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