Financial Markets Regulatory Expert

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time
Job Description:

Societe Generale, a leading global financial institution, is seeking an experienced Financial Markets Regulatory Expert to lead its Capital Markets Surveillance team in the Asia-Pacific region. This is a unique opportunity for a seasoned professional to evolve at the forefront of regulatory developments and drive change within a top-tier investment bank.

The Regional Head of Capital Markets Regulatory Surveillance will report directly to the Regional Head of Business Coverage Compliance and functionally to the Global Head of Regulatory Surveillance within Compliance (SUR). Key responsibilities include defining and implementing a compliance surveillance and control setup, adapting it to Group norms and Compliance global strategy, and ensuring effective leadership within the region while maintaining global consistency.

Key Responsibilities:

  • Design and implement surveillance strategy and processes
  • Leverage data-driven performance indicators, prioritizing work, and maintaining momentum on key production deliverables
  • Keep current on regulatory changes/priorities, and industry trends/best practices
  • Identify and oversee improvements needed for existing surveillance leveraging technology
  • Member of the Global Capital Markets Compliance management team contributing to the overall strategy and execution of the function's priorities
  • Manage the team, develop their skill set, recruit as required, and provide leadership
  • Drive change through projects, audit remediation, or regulatory changes
  • Analyze significant risk events and escalations to ensure all risks are identified and reported
  • Coordinate and oversee responses to regulatory inquiries
  • Work closely with global colleagues and stakeholders to develop the surveillance program


  • Hong Kong, Central and Western District, Hong Kong SAR China Goldman Sachs Group, Inc. Full time

    Job OverviewWe are seeking a highly skilled Financial Markets Expert to join our team in Hong Kong. As a key member of the Asia Flow Vol Equities Strategies team, you will play a critical role in developing and implementing cutting-edge derivative pricing models and empirical models that provide insight into market behavior.The successful candidate will have...


  • Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time

    Key Responsibilities:Manage financial reporting and month-end closing in accordance with IFRS and HKFRS standards.Oversee regulatory reporting and submissions to ensure compliance.Maintain internal controls and procedures to ensure accuracy and reliability.Requirements4+ years of experience in accounting, finance, and audit.Bachelor's degree in a relevant...


  • Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    About Us:HARBRIDGE PARTNERS is a leading employment agency with a growing presence in the financial industry. We provide expert recruitment services to top companies and professionals alike.Job Description:The Head of Compliance-Hong Kong will play a crucial role in ensuring our clients' compliance with Hong Kong's regulatory requirements. As a key member of...


  • Hong Kong, Central and Western District, Hong Kong SAR China Sia Full time

    Company Overview\Sia Partners is a leading consulting firm that specializes in delivering solutions for the financial services sector. With over 2,800 consultants in 18 countries, we offer unparalleled expertise and a global presence.\We are committed to expanding our services and are now seeking a Senior Risk & Regulatory Compliance consultant to join our...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full time

    Job Title: Financial Operations ExpertCompany OverviewChina Securities (International) Finance Holding Company Limited is a leading financial institution with a strong presence in the international market.Job DescriptionThe Assistant Manager - Securities Division will be responsible for managing daily operations, ensuring compliance with regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full time

    Moodys Investors Service seeks a highly experienced Senior Regulatory Advisor to lead our APAC Compliance efforts. The ideal candidate will have more than 20 years of experience in one of the following fields:Compliance professional with a demonstrated record of excellenceLicensed attorney or foreign attorney practicing in an APAC jurisdictionSenior risk...


  • Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...


  • Hong Kong, Central and Western District, Hong Kong SAR China Airwallex Full time

    About the TeamThe LRC team at Airwallex is a collaborative group of legal minds and risk management experts who are passionate about safeguarding our operations, fostering a culture of compliance, and ensuring we navigate the global financial landscape with integrity. We provide expert guidance and support to all areas of the business, proactively...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Affairs Specialist to support obtaining medical device pre-market regulatory approvals in Asia Pacific. The ideal candidate will have experience authoring regulatory submissions through third-party entities and be vigilant of developing standards and regulations impacting Accuray product...

  • Compliance Manager

    2 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full time

    Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...


  • Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full time

    Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China PERSOLKELLY Full time

    Job Description">We are seeking a Liquidity Project Manager to support our client, a leading local bank, in their HKMA regulatory reporting requirements. The ideal candidate will have experience in regulatory reporting control assessments and enhancement, as well as preparing required documentation.">The successful candidate will work with project teams to...

  • Financial Expert

    7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Sonder Consultants Full time

    A prestigious offshore law firm seeks a talented Financial Expert with 5+ years PQE to join its high-performing team. The firm is renowned for advising top-tier financial institutions, corporations, and investment funds on complex cross-border transactions.The Role:As a Financial Expert, you will work on a diverse range of finance matters, including...


  • Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

    About HSBC Corporate BankingAt HSBC, we pride ourselves on providing unparalleled financial services solutions to businesses worldwide. Our dedication to innovation, combined with our extensive global network, enables us to offer tailored banking products and services that meet the evolving needs of our clients.We are currently seeking an experienced...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA Hong Kong and Macau Full time

    AIA Hong Kong and Macau seeks talented individuals to join its team as a Financial Planning and Strategy Expert.Key ResponsibilitiesDevelop and implement financial planning strategies for clients, leveraging expertise in investment research and wealth management.Build strong relationships with clients, identifying opportunities to grow their book of business...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time

    Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    iCapital is transforming the financial industry through innovation and technological advancements. As a Compliance Officer, you will play a crucial role in ensuring the company's adherence to regulatory requirements in the APAC region.This exciting opportunity is part of our ongoing efforts to establish ourselves as a leader in the financial technology...


  • Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full time

    We are seeking a highly skilled professional to join our team as a Global Markets Settlement Expert. This role will involve working closely with the Global Markets Division for Asia, Marketing, Interbank counterparties, in relation to treasury market transactions.The ideal candidate will have a tertiary education or above and minimum of 4-6 years of...


  • Hong Kong, Central and Western District, Hong Kong SAR China PERSOLKELLY Full time

    Job DescriptionAs a Project Manager, Regulatory Reporting, you will be responsible for supporting the company's regulatory reporting needs. This includes working with project teams to identify project needs and deliverables, performing regulatory reporting control assessments, and ensuring financial compliance with relevant regulations.


  • Hong Kong, Central and Western District, Hong Kong SAR China Tapestry, Inc. Full time

    About the RoleWe are looking for a Product Regulatory Expert to join our team at Tapestry, Inc. The successful candidate will be responsible for ensuring that our products meet the necessary regulatory requirements.Main Responsibilities:Focus on Ready-to-wear (RTW) testing & labelling compliance activities in product development & production...