Regulatory Compliance Specialist

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

ConnectedGroup is seeking an Insurance Compliance Specialist with expertise in regulatory compliance. The successful candidate will be responsible for developing and implementing compliance policies and procedures to ensure adherence to regulatory guidelines.Develop and implement compliance policies and procedures.Support the execution of compliance annual...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...

The RoleWe are seeking a seasoned Compliance Specialist to join our Control Room Compliance Team in Hong Kong. Reporting to the Regional Head of Compliance, you will be responsible for maintaining watch lists and restricted lists, renewing Chinese Wall policies, and handling conflict analysis.Your Key ResponsibilitiesReview complex trades and provide...

About the CompanyWolters Kluwer N.V. is a global leader in professional information services and digital solutions for legal, business, tax, and compliance professionals. We empower our customers to improve their productivity, make informed decisions, and achieve successful outcomes.We are committed to providing expert software and information solutions that...

About the RoleJoin our Regulatory Affairs team in Hong Kong as a Regulatory Affairs Specialist. You will play a critical role in ensuring that our company remains compliant with regulatory requirements and internal policies.Review and analyze new regulatory developments and maintain oversight of developments impacting business activities.Develop and maintain...

Job DescriptionWe are seeking a Senior Compliance Associate to join our team in Hong Kong. The successful candidate will have 3-6 years of experience in regulatory compliance and be responsible for handling Hong Kong regulatory compliance work.The role involves monitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4),...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

Join Our Team as a Senior Compliance Professional">JC Executive Search is recruiting a Senior Compliance Professional to join our team. The ideal candidate will have extensive experience in compliance and a strong understanding of regulatory requirements.About the Role">You will work closely with our clients to develop and implement effective compliance...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...