Regulatory Compliance Lead

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

At Vistra, we believe that our clients have the power to drive global progress. We exist to remove the complexity of global business and help them achieve their goals without friction.We are seeking a Regulatory Monitoring Manager to join our team in Hong Kong. This contract position will allow you to make a significant impact on our Global Incorporations...

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

About the Role:We are seeking a highly motivated and experienced Compliance Risk Manager Asia Pacific to join our team. The successful candidate will be responsible for managing compliance risk in the Asia Pacific region and ensuring that our business operations are compliant with relevant laws and regulations.Main Responsibilities:Develop and implement a...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

Regulatory Compliance and Licensing Manager Hong Kong We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space. In this role, you will: Stay informed on rapidly changing global crypto...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

Job Summary:This role involves overseeing regulatory compliance and fund management for a leading private equity firm in Hong Kong. As a Legal and Compliance Manager, you will be responsible for ensuring adherence to regulatory requirements, developing and enforcing compliance policies, and providing legal guidance.

Job OverviewOur client, a leading player in the payments space, is seeking a highly skilled Finance Lead to join their team in Hong Kong. The successful candidate will be responsible for managing regulatory finance for APAC entities, ensuring timely and accurate submissions of financial reports, and maintaining compliance with relevant regulations.Key...

About the JobWe are seeking a Product Manager Regulatory Compliance to join our team in Hong Kong. The successful candidate will have experience in regulatory reporting background, preferably with automation knowledge.Key ResponsibilitiesRegulatory Reporting Expertise: Provide guidance on Hong Kong and Singapore regulatory and reporting...

Regulatory Counsel Lead Job SummaryWe are seeking an experienced Regulatory Counsel Lead to join our team at The Professional Body Hong Kong. As a key member of our regulatory affairs department, you will lead the development and implementation of regulatory strategies to ensure compliance with relevant laws, regulations, and standards.Key...