Regulatory Compliance Specialist

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

ConnectedGroup is seeking an Insurance Compliance Specialist with expertise in regulatory compliance. The successful candidate will be responsible for developing and implementing compliance policies and procedures to ensure adherence to regulatory guidelines.Develop and implement compliance policies and procedures.Support the execution of compliance annual...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...

The RoleWe are seeking a seasoned Compliance Specialist to join our Control Room Compliance Team in Hong Kong. Reporting to the Regional Head of Compliance, you will be responsible for maintaining watch lists and restricted lists, renewing Chinese Wall policies, and handling conflict analysis.Your Key ResponsibilitiesReview complex trades and provide...

About the RoleThis is an exciting opportunity for a Banking Compliance Specialist to join our team at PERSOLKELLY. As a specialist in regulatory reporting, you will play a critical role in ensuring our client's compliance with relevant regulatory requirements.Your responsibilities will include:Performing risk assessments and developing mitigation strategies...

About the CompanyWolters Kluwer N.V. is a global leader in professional information services and digital solutions for legal, business, tax, and compliance professionals. We empower our customers to improve their productivity, make informed decisions, and achieve successful outcomes.We are committed to providing expert software and information solutions that...

About the RoleJoin our Regulatory Affairs team in Hong Kong as a Regulatory Affairs Specialist. You will play a critical role in ensuring that our company remains compliant with regulatory requirements and internal policies.Review and analyze new regulatory developments and maintain oversight of developments impacting business activities.Develop and maintain...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Join Our Team as a Senior Compliance Professional">JC Executive Search is recruiting a Senior Compliance Professional to join our team. The ideal candidate will have extensive experience in compliance and a strong understanding of regulatory requirements.About the Role">You will work closely with our clients to develop and implement effective compliance...

Company Profile    Amethyst Partners is an international firm that offers fund administration services to clients in the private equity fund industry. We strive to deliver high-quality services to our clients by leveraging our expertise and resources.Job Role    We are seeking a skilled individual to join our team as an Associate, Compliance /...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

Job Summary:This role involves overseeing regulatory compliance and fund management for a leading private equity firm in Hong Kong. As a Legal and Compliance Manager, you will be responsible for ensuring adherence to regulatory requirements, developing and enforcing compliance policies, and providing legal guidance.