Current jobs related to Regulatory Compliance Specialist - Hong Kong, Central and Western District - Transak

  • Regulatory Compliance Specialist

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

  • Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

  • Regulatory Compliance Specialist

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full time

    **Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

  • Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

  • Regulatory Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China OSL Full time

    About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

  • Automating Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Argyll Scott Full time

    Argyll Scott's client is seeking an Automating Regulatory Compliance Specialist to lead and manage critical projects focused on automating regulatory reporting processes in investment banking and wealth management.This role is crucial in ensuring compliance with CFTC, BAFT, and OTC regulations while driving efficiency through automation.The successful...

  • Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

  • Financial Markets Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    **Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

  • Regulatory Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

  • Regulatory Compliance

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

  • Regulatory Compliance Specialist

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...

  • Regulatory Reporting and Compliance Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    Connecting Top Legal, Risk & Compliance FinTech TalentsEC1 Partners' client in the payments space is seeking a Finance Lead to oversee regulatory finance for APAC entities.Job Responsibilities:Manage financial reporting, safeguarding, and compliance for APAC entities.Develop and update finance policies to meet regulatory standards.Prepare accurate regulatory...

  • Regulatory Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full time

    Job DescriptionWe are seeking a Senior Compliance Associate to join our team in Hong Kong. The successful candidate will have 3-6 years of experience in regulatory compliance and be responsible for handling Hong Kong regulatory compliance work.The role involves monitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4),...

  • Regulatory Compliance Expert

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

  • Regional Regulatory Compliance

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full time

    Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

  • Financial Services Compliance Specialist

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time

    About UsAt Global Consultancy, we offer a unique opportunity for driven individuals to join our growing team as a Financial Services Compliance Specialist.We are established consultancy looking for professionals who can advise and support clients in the asset management and funds sector on regulatory compliance matters.As a Financial Services Compliance...

  • Regulatory Compliance Officer

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

  • Regulatory Compliance Expert

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time

    Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...

  • Regulatory Compliance Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Futu Holdings Limited Full time

    Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

  • Regulatory Compliance Expert

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DCS Card Centre Full time

    About the RoleWe are seeking a Regulatory Compliance Expert to join our team. As a key member of our team, you will provide strategic legal support across multiple jurisdictions.About the CompanyDCS Card Centre is a financial institution licensed to issue credit and charge cards, governed by the Monetary Authority of Singapore (MAS) under the Banking Act.Key...

Regulatory Compliance Specialist

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China Transak Full time

Company Overview:

Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.

Key Responsibilities:

  • Assist in the development and maintenance of robust compliance policies, procedures, controls, and frameworks to meet Hong Kong regulatory requirements.
  • Monitor and assess compliance with laws, regulations, and policies.
  • Participate in relevant regulatory applications, coordinating with external assessors and internal stakeholders.
  • Support the creation of Compliance reports and other materials as required.
  • Engage cross-functionally to implement an effective compliance management program.

Requirements:

  • Ability to work in a fast-paced environment.
  • Strong knowledge of Hong Kong regulations.
  • Excellent communication and problem-solving skills.

Benefits:

  • Competitive salary and stock options.
  • Opportunities for professional development in the crypto space.
  • Supportive leadership and a clear growth roadmap.
  • Commitment to work-life balance and personal health.