Regulatory Compliance

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

About the Role:We are seeking a seasoned Insurance Regulatory Compliance Manager to join our team. In this role, you will be responsible for handling AML/FATCA/CRS regulatory compliance issues and providing compliance advice and support.Key Responsibilities:Review and develop FCC compliance-related policies and proceduresConduct compliance reviews and...

At Futu Securities International (Hong Kong) Limited, we are seeking a skilled Regulatory Compliance Professional to join our team.Job Description:As a key member of our compliance department, you will play a crucial role in ensuring that our business operations comply with all relevant laws and regulations.You will conduct thorough investigations into...

ResponsibilitiesThis is an excellent opportunity for a compliance professional to take on a key role in a reputable asset management firm in Hong Kong.The successful candidate will be responsible for:Collaborating with internal stakeholders to ensure effective implementation of compliance policies and proceduresConducting research and analysis to stay...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

**Job Overview**The successful candidate will have extensive experience in accounting, finance, and audit, with a strong background in regulatory reporting and compliance. You will work closely with senior management to develop and implement financial systems, ensure accuracy and integrity of financial data, and drive business growth through effective...

Job DescriptionWe are seeking a Senior Compliance Associate to join our team in Hong Kong. The successful candidate will have 3-6 years of experience in regulatory compliance and be responsible for handling Hong Kong regulatory compliance work.The role involves monitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4),...