Regional Regulatory Compliance

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

We are partnering with a global financial institution in Hong Kong to seek a highly experienced professional for its regional compliance team.Job Description:Support the company's regional business by handling regulatory and compliance matters.Develop a compliance strategy and guidelines to support the firm's growth.Work closely with senior management,...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Job Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

Job DescriptionWe are seeking a highly experienced professional to lead our Regional Head of Capital Markets Regulatory Surveillance (SUR/CMS) team in the Asia-Pacific region. The successful candidate will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under their responsibility and adapting it in...

Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...

Company OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...

Job DescriptionSinoPac Securities (Asia) Limited seeks a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the company's compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Provide compliance advice and solutions to management and departments.Develop,...

Job Overview:Accuray Asia Ltd. is seeking a talented Regulatory Affairs Professional to support our efforts in obtaining medical device pre-market regulatory approvals to ensure market access for our products and services in the Asia Pacific Region.This role involves authoring regulatory submissions in the Asia Pacific through third-party entities, while...

Responsibilities:Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...

Your ResponsibilitiesOversee corporate expansions, liquidations, integrations, and coordination of corporate compliance, governance, and maintenance for Alphabet subsidiaries in the APAC region.Plan and coordinate board/shareholder meetings in accordance with local statutory and regulatory requirements, including attending meetings, preparing...

Accuray Asia LtdWe are seeking a highly skilled Regulatory Affairs Specialist, Asia Pacific Region who will support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.This role involves preparing, submitting, and managing regulatory applications required for product market...

About BOCIAs a leading investment bank in the China and Hong Kong region, BOC International Holdings Limited is seeking a highly motivated professional to join our team.The RoleWe are looking for an experienced Compliance Officer to support our Head of Control Room in ensuring that all regulatory requirements are met. This includes developing and...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Job DescriptionThe RoleWe are seeking a highly experienced Regulatory Compliance Manager to join our team at Pure Hong Kong, responsible for providing compliance advice to our retail banking business, digital initiatives, and investment monitoring & surveillance.Your Key ResponsibilitiesProviding guidance on regulatory matters related to new products...