Compliance Expert for Regulatory Excellence

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Job Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

About UsHARBRIDGE PARTNERS is a leading employment agency that provides top talent to the financial services industry.We are currently seeking an experienced Compliance Expert to join our team in Hong Kong.Job DescriptionThe Compliance Expert will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters,...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

The RoleWe are seeking a seasoned subject matter expert in Anti-Money Laundering (AML) to join our team at Pure Hong Kong. As a senior member of the AML team, this individual will report directly to the Head of FCC Compliance and be responsible for providing expert advisory services to various business lines.Key Responsibilities:Developing and implementing...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

MUFG values its employees as key assets fundamental to our long-term growth and success. We're an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. Discover your opportunity with us!About the Role:Manage preparation and submission of HKMA banking returns, surveys, and regulatory...

Join Our Team as a Senior Legal CounselTencent's Payments team is seeking a Senior Legal Counsel to provide specialist payments legal advice and subject matter resources to support the business. As a key member of the compliance team, you will play a critical role in ensuring the company's compliance with all relevant laws and...

MUFG is seeking a skilled Banking Compliance Expert to join our Financial Control Department, Accounting Section. In this role, you'll be responsible for ensuring compliance with regulatory requirements, managing the preparation and submission of banking returns, surveys, and regulatory reports.Our ideal candidate will have a strong background in banking and...

About UsTalentQuest HR Limited is a leading provider of recruitment solutions, dedicated to delivering exceptional results for our clients and candidates.Job DescriptionOverviewThis is an exciting opportunity for a seasoned Regulatory Compliance Specialist to join our team. As a key member of the compliance department, you will play a critical role in...

At Pure Hong Kong, we are seeking a seasoned Regulatory Compliance Strategist to join our HK Compliance Team.About the RoleThis exciting opportunity will see you working closely with the Head of Compliance HK, providing expert compliance advice and guidance to our Global Investment Banking Business.You will be responsible for:Compliance advisory services for...

Job OverviewHARBRIDGE PARTNERS seeks a seasoned Corporate Finance expert to lead our regulatory compliance efforts. As a key member of our team, you will be responsible for executing corporate financing and capital market business strategies.

Ashford Benjamin is seeking a Regulatory Expert to support their Hong Kong team in asset management compliance. This is an exceptional opportunity for experienced professionals to expand their expertise in the APAC region.The successful candidate will play a key role in providing compliance advisory services to fund businesses, managing employee compliance...

Job DescriptionWe are looking for an experienced Regulatory Affairs Specialist, Asia Pacific Region to join our team at Accuray Asia Ltd.The primary responsibility of this role is to support obtaining medical device pre-market regulatory approvals to ensure market access for Accuray products and services in Asia Pacific.The key areas of focus for this...