Regulatory Compliance Specialist

18 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China TalentQuest HR Limited Full time
About Us

TalentQuest HR Limited is a leading provider of recruitment solutions, dedicated to delivering exceptional results for our clients and candidates.

Job DescriptionOverview

This is an exciting opportunity for a seasoned Regulatory Compliance Specialist to join our team. As a key member of the compliance department, you will play a critical role in ensuring that our organization maintains the highest standards of regulatory compliance.

Main Responsibilities:
  • Compliance Advisory Services

We are seeking an experienced professional who can provide practical compliance advice to various business units. You will be responsible for analyzing complex regulatory requirements and developing tailored solutions to ensure compliance.

AML/CFT Support

You will offer guidance on Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) related enquiries to internal stakeholders. Your expertise will be invaluable in ensuring that our organization remains compliant with relevant regulations.

Regulatory Monitoring

As a Regulatory Compliance Specialist, you will oversee the operations of SFC-licensed entities within the group. This involves regular policy updates, procedure reviews, and adherence to compliance standards.

Regulatory Engagement

You will handle regulatory enquiries, inspections, and investigations, acting as the primary point of contact for all compliance-related matters.

Internal Investigations

Conduct thorough internal investigations and draft comprehensive conclusion reports to address compliance issues effectively.

Trade Surveillance & Reporting

Monitor trading activities and manage JFIU reporting to ensure compliance with relevant regulations.

Training & Development

Develop and deliver internal compliance training programs tailored to current regulations, enhancing awareness and understanding within the organization.

Ad-Hoc Projects

Manage and execute ad-hoc compliance projects as required to meet business needs.

Requirements:
  • Strong Regulatory Knowledge

Demonstrated expertise in regulatory compliance, including AML/CFT and SFC regulations.

Excellent Communication Skills

Able to communicate complex regulatory concepts effectively to both technical and non-technical stakeholders.

Proven Problem-Solving Skills

Ability to analyze complex regulatory issues and develop effective solutions.

Benefits:

Our organization offers a competitive compensation package, including a salary range of $80,000 - $120,000 per annum, depending on experience. Additionally, we provide opportunities for career growth and professional development in a dynamic and supportive environment.



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