Regulatory Compliance Specialist

Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...

Job DescriptionSinoPac Securities (Asia) Limited seeks a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the company's compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Provide compliance advice and solutions to management and departments.Develop,...

OverviewKerry Logistics Network Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team. In this role, you will be responsible for assisting in the performance and maintenance of QA activities and records for product release, product return, and repackaging to ensure compliance with GMP, GDP, and regulatory...

About the RoleWe are seeking a seasoned Regulatory Compliance Specialist to join our team at AIA International Limited. In this critical role, you will be responsible for ensuring that our pension products comply with relevant regulatory requirements and industry standards.Key Responsibilities:Design and implement compliance programs to monitor internal and...

Vistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...

Company OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...

Responsibilities:Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...

Regulatory Affairs Specialist, Asia Pacific RegionTo succeed in this role, you will need to have a solid understanding of Asia Pacific regulatory requirements and experience working in the medical device industry.In addition to regulatory expertise, you will be required to have excellent communication and organizational skills, with the ability to work...

Company Overview:At JC Executive Search, we pride ourselves on being a leading recruitment agency in the financial services industry. Our team of experts has years of experience in finding top talent for our clients, and we are committed to providing exceptional service.We are currently seeking a Compliance Manager to join our team. The successful candidate...

Regulatory Affairs Specialist, Asia Pacific RegionWe are seeking a highly skilled Regulatory Affairs Specialist, Asia Pacific Region to support the obtaining of medical device pre-market regulatory approvals and ensure market access for Accuray products and services in Asia Pacific.This position will author regulatory submissions in Asia Pacific through...

Job Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...

Job SummaryWe are seeking a Compliance Control Specialist to join our team in Asia Pacific. The successful candidate will be responsible for ensuring compliance with regulatory requirements through the development and implementation of effective compliance controls.Key ResponsibilitiesDevelop and implement compliance controls to ensure adherence to...

Job DescriptionCompany OverviewJC Executive Search is a leading recruitment agency in Hong Kong, specializing in the financial and banking sectors. We are seeking an experienced Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance programs to ensure regulatory requirements are met.Conduct research on regulatory updates...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...

About UsAt Hong Kong Exchanges and Clearing Limited, we are home to Asia's most dynamic and vibrant capital markets. Our mission is to connect, promote and progress our markets and the communities they support for the prosperity of all.Job DescriptionKey ResponsibilitiesProvide operational and professional support in relation to enforcement and disciplinary...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

Job OverviewTalentQuest HR Limited seeks a detail-oriented Financial Compliance Specialist to join our team. The ideal candidate will have strong knowledge of AML compliance and regulatory guidelines.Key ResponsibilitiesAdherence to AML Compliance: Review customer accounts, monitor transactions, and conduct enhanced due diligence (EDD) as required.Client...

Job DescriptionOur client, The Profile Group (HK) Ltd (a Wilson Company), is seeking a skilled Compliance Contractor to join their small compliance team for a 12-month contract.The successful candidate will be responsible for overseeing a broad range of regulatory and investment compliance matters. This includes ensuring adherence to relevant laws and...

About UsCapital Access Limited is a reputable securities house seeking an experienced Senior Corporate Counsel and Regulatory Specialist to lead its legal and compliance team.Key ResponsibilitiesManage daily legal and compliance work across various businesses, ensuring the legality and compliance of operations.Maintain external relations with law firms,...

Join our team of experts at Accuray Asia Ltd as a Regulatory Affairs Specialist and play a crucial role in supporting the Asia Pacific Region in obtaining medical device pre-market regulatory approvals.As a key member of our team, you will be responsible for preparing and submitting regulatory applications, managing Technical Files, and ensuring compliance...