Regulatory Compliance Specialist
5 days ago
SinoPac Securities (Asia) Limited seeks a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the company's compliance with relevant laws, regulations, and internal policies.
Key Responsibilities:- Provide compliance advice and solutions to management and departments.
- Develop, draft, and review various business contracts, agreements, announcements, notices, correspondence, account opening documents, marketing materials, board resolutions, shareholder resolutions, and other documentations.
- Formulate and review general compliance manuals, anti-money laundering (AML) policies, and other internal procedures.
- Stay up-to-date on regulatory developments and advise management and departments accordingly.
- Monitor the company's operations and employee dealings, and perform compliance and AML checks to ensure adherence to rules and regulations, as well as internal policies and procedures.
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeJob DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...
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Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full timeAbout the RoleWe are seeking a seasoned Regulatory Compliance Specialist to join our team at AIA International Limited. In this critical role, you will be responsible for ensuring that our pension products comply with relevant regulatory requirements and industry standards.Key Responsibilities:Design and implement compliance programs to monitor internal and...
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bohan Group Full timeWe are actively seeking a seasoned Regulatory Compliance Specialist to join our team at Bohan Group. The ideal candidate will have worked at a reputable international investment manager and possess 2+ years of compliance experience.As a key member of our team, you will be responsible for ensuring the firm's adherence to regulatory rules and guidelines. Your...
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Regulatory Compliance Specialist
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China TalentQuest HR Limited Full timeAbout UsTalentQuest HR Limited is a leading provider of recruitment solutions, dedicated to delivering exceptional results for our clients and candidates.Job DescriptionOverviewThis is an exciting opportunity for a seasoned Regulatory Compliance Specialist to join our team. As a key member of the compliance department, you will play a critical role in...
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Compliance Expert for Regulatory Excellence
6 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeAbout Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCompany OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeResponsibilities:Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...
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Regulatory Compliance Specialist APAC
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full timeRegulatory Affairs Specialist, Asia Pacific RegionTo succeed in this role, you will need to have a solid understanding of Asia Pacific regulatory requirements and experience working in the medical device industry.In addition to regulatory expertise, you will be required to have excellent communication and organizational skills, with the ability to work...
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Regulatory Compliance Expert
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...
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Regulatory Compliance Professional
18 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeAt Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...
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Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...
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Regulatory Compliance Expert
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Macquarie Bank Limited Full timeKey ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...
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Regulatory Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tencent Full timeJoin Our Team as a Senior Legal CounselTencent's Payments team is seeking a Senior Legal Counsel to provide specialist payments legal advice and subject matter resources to support the business. As a key member of the compliance team, you will play a critical role in ensuring the company's compliance with all relevant laws and...
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Regulatory Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China OSL Full timeJob Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...
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Regional Regulatory Compliance
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full timeRegional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...
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Senior Compliance Specialist
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full timeOverviewWe are seeking a Senior Compliance Specialist to enhance compliance initiatives at ConnectedGroup, a global insurance company. The ideal candidate will have strong knowledge of key regulatory requirements related to compliance risks and audit controls.Salary and BenefitsOur competitive salary package includes year-end bonus and opportunities for...
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Regulatory Reporting Specialist
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeJob SummaryWe are looking for a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our finance department, you will be responsible for ensuring accurate and timely financial reporting.Main ResponsibilitiesHandle financial reporting and regulatory submissionsMaintain and enhance internal controls and proceduresEnsure...
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Compliance Control Specialist
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeJob SummaryWe are seeking a Compliance Control Specialist to join our team in Asia Pacific. The successful candidate will be responsible for ensuring compliance with regulatory requirements through the development and implementation of effective compliance controls.Key ResponsibilitiesDevelop and implement compliance controls to ensure adherence to...
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Medical Device Regulatory Specialist
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full timeJob Description:We are seeking a skilled Medical Device Regulatory Specialist to join our team at Accuray Asia Ltd. The ideal candidate will have a solid background in regulatory affairs, with experience in medical devices and software/electro/mechanical components.The successful candidate will support the preparation and submission of regulatory...
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Regulatory Compliance Expert Leader
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeJob OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...