Regulatory Affairs Specialist

1 day ago


Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time
Compliance Review Specialist

About the Role:

  • We are looking for a highly skilled Compliance Review Specialist to join our team at the Bank of China.
  • This is a full-time position in the Operational Risk Management Department, reporting to the Head of Compliance.
  • The successful candidate will be responsible for conducting regular compliance reviews, formulating review plans, and coordinating regulatory self-assessments.

Key Responsibilities:

  1. Develop and implement effective compliance review plans, focusing on risk areas identified through risk assessments.
  2. Conduct regular/thematic compliance reviews, assessing adherence to regulatory requirements and internal policies.
  3. Identify and address non-compliance issues, collaborating with stakeholders to implement corrective actions.
  4. Collaborate with colleagues to stay informed about regulatory developments, ensuring the Bank's business and operations remain compliant.
  5. Communicate findings and recommendations to management, facilitating improvements and enhancements.
  6. Apply advanced analytical skills to identify irregularities, leveraging technology to optimize review processes.

Requirements:

  • Degree holder or above in Banking and Finance, Accounting, or related disciplines.
  • A minimum of 5-7 years of internal control, assurance, or audit experience with banks or financial institutions.
  • Excellent understanding of banking products, services, and regulatory requirements.
  • Superior analytical, interpersonal, and communication skills, with flexibility in a dynamic environment.
  • Proficiency in both written and spoken English and Chinese (including Mandarin).


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