Regulatory Compliance Expert

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Fintech Compliance ExpertWe are looking for a skilled Fintech Compliance Expert to join our team at WSPN. The ideal candidate will have a deep understanding of global regulatory compliance issues in the fintech sector.You will be responsible for ensuring that our products and services meet relevant regulatory requirements. This involves working closely with...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

Job OverviewHARBRIDGE PARTNERS seeks a seasoned Corporate Finance expert to lead our regulatory compliance efforts. As a key member of our team, you will be responsible for executing corporate financing and capital market business strategies.

MUFG values its employees as key assets fundamental to our long-term growth and success. We're an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. Discover your opportunity with us!About the Role:Manage preparation and submission of HKMA banking returns, surveys, and regulatory...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Role Description">This role involves providing expert advice and support to clients on regulatory compliance matters.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services.">Key Skills and Qualifications">Strong knowledge of SFC and HKMA regulations.Excellent analytical, communication, and...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...

About eFinancialCareerseFinancialCareers is a leading job search platform for finance professionals. We help top talent find their next career opportunity and support companies in finding the best fit for their open positions.Job Description:We are seeking an experienced Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our...

Derivatives Legal ExpertLarson Maddox is recruiting a highly experienced Legal Vice President to join our team in Hong Kong. The ideal candidate will have a strong background in legal matters with a minimum of 8 years of relevant experience, including expertise in over-the-counter (OTC) derivatives.This role is crucial in ensuring our operations comply with...

About This Opportunity:Job SummaryThis role is responsible for ensuring that all AllianzGI's activities in the AP offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable requirements.The ideal candidate will have a proven track record of successfully managing risk and ensuring compliance in a...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...