Compliance Expert Advisor

Ashford Benjamin is seeking a highly skilled Regulatory Compliance Advisor to join our client's team in Hong Kong. In this full-time position, you will be responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing...

About the JobThe TAAA Expert Advisor will play a key role in providing clinical support and guidance to customers in APAC.Key ResponsibilitiesCollaborate with Sales, Marketing, and Distributor teams to develop activities aimed at achieving sales targets and gaining market share.Develop and maintain relationships with Key Opinion Leaders (KOLs) and...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

We are seeking an experienced International Legal Advisor to join our growing international legal and compliance team. As a key member of the team, you will support Alibaba Cloud's rapid expansion around the world.Primary Responsibilities:Advise on legal aspects of Alibaba Cloud's international expansion, focusing on compliance and leading compliance...

iCapital powers the world's alternative investment marketplace, leveraging its financial technology platform to transform how advisors and wealth management firms evaluate and recommend bespoke public and private market strategies.With a global client base of $210 billion in assets invested in 1,690 funds, iCapital has established itself as a leading player...

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

Fintech Compliance ExpertWe are looking for a skilled Fintech Compliance Expert to join our team at WSPN. The ideal candidate will have a deep understanding of global regulatory compliance issues in the fintech sector.You will be responsible for ensuring that our products and services meet relevant regulatory requirements. This involves working closely with...

Ashford Benjamin is looking for a highly experienced Financial Crime Compliance expert to fill this key role in our Hong Kong office. As a senior AML advisor, you will be responsible for providing strategic guidance on AML/KYC matters, conducting complex investigations, and developing robust AML/CFT frameworks.This full-time position demands over 8 years of...

The HR Advisor - Talent Management position at Links International is an exciting opportunity to join our team and contribute to the success of our business. As an HR advisor, you will work closely with practice group heads and business support managers to provide strategic advice on talent management, team resourcing, and succession planning.Key...

Job Summary:As a Compliance Manager at ConnectedGroup, you will play a pivotal role in enhancing compliance initiatives across regional and local levels. This exciting opportunity demands a seasoned professional with expertise in developing and implementing compliance policies and procedures.About the Role:Design and implement comprehensive compliance...

As a strategic advisor at Frazer Jones, you will play a pivotal role in crafting high-quality compensation strategies and solutions. Your responsibilities will involve collaborating closely with senior stakeholders to deliver bespoke reward frameworks aligned with the organization's overarching business objectives.You will be tasked with a range of key...

About UsUnicorn Advisor (HK) Limited is a leading financial advisory firm providing expert guidance on corporate finance and equity capital markets.The RoleWe are seeking a highly experienced Financial Markets Director to lead our IPO team. As a seasoned professional, you will be responsible for executing complex transactions from initial discussions to...

We are a US$57 billion revenue global technology powerhouse, ranked #248 in the Fortune Global 500, and serving millions of customers every day in 180 markets. Focused on a bold vision to deliver Smarter Technology for All, we have built on our success as a world leader with a full-stack portfolio of AI-enabled, AI-ready, and AI-optimized devices (PCs,...

iCapital is expanding its presence in the APAC region and seeks a highly skilled Compliance Officer to join its team. This individual will play a pivotal role in ensuring the company's compliance with regulatory requirements and will contribute to the development of a comprehensive compliance strategy.This dynamic and challenging role offers a unique...

**About the Role:**Korea Development Bank Hong Kong Branch is seeking an experienced Compliance Expert Leader to join our team. As a key member of our AML & Compliance function, you will play a critical role in ensuring the bank's compliance with regulatory requirements.Responsibilities:Manage a small team responsible for the bank's Anti-Money Laundering...

At Franklin Templeton Investments, we are committed to advancing our industry forward by developing innovative solutions to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering various ways to support investors in reaching their objectives. Our talented teams...

Job OverviewWe are seeking a talented Sr. Healthcare Compliance Analyst, Transparency Reporting ASPAC to join our team in Asia Pacific.The role involves working closely with the Health Care Compliance (HCC) Global Transparency Reporting (GTR) team in Asia Pacific, reporting to the Senior Manager, Global Transparency Reporting (ASPAC), HCC Global...

We are seeking a highly skilled HR professional to join our team as a Talent Management and Compliance Expert. In this role, you will be responsible for developing and implementing initiatives that attract, retain, and develop top talent, while ensuring compliance with employment laws and regulations.You will work closely with senior leaders and key...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Senior Financial Role – Wealth Investment ServicesJoin our team as a Senior Financial Advisor and take advantage of this exciting opportunity in wealth management.About the Job:Design and execute investment strategies tailored to clients' financial objectives and risk appetites.Establish and maintain robust relationships with clients through regular...