Regulatory Compliance Expert

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...

Fintech Compliance ExpertWe are looking for a skilled Fintech Compliance Expert to join our team at WSPN. The ideal candidate will have a deep understanding of global regulatory compliance issues in the fintech sector.You will be responsible for ensuring that our products and services meet relevant regulatory requirements. This involves working closely with...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

Job OverviewHARBRIDGE PARTNERS seeks a seasoned Corporate Finance expert to lead our regulatory compliance efforts. As a key member of our team, you will be responsible for executing corporate financing and capital market business strategies.

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Join Our Team as a Senior Legal CounselTencent's Payments team is seeking a Senior Legal Counsel to provide specialist payments legal advice and subject matter resources to support the business. As a key member of the compliance team, you will play a critical role in ensuring the company's compliance with all relevant laws and...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

MUFG values its employees as key assets fundamental to our long-term growth and success. We're an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. Discover your opportunity with us!About the Role:Manage preparation and submission of HKMA banking returns, surveys, and regulatory...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

About UsTalentQuest HR Limited is a leading provider of recruitment solutions, dedicated to delivering exceptional results for our clients and candidates.Job DescriptionOverviewThis is an exciting opportunity for a seasoned Regulatory Compliance Specialist to join our team. As a key member of the compliance department, you will play a critical role in...

We are seeking a highly experienced Governance, Risk, and Regulatory Expert to join our team. In this role, you will be responsible for highlighting significant matters for the attention of senior management and senior risk committees, and actively participating in key committees through standing membership/attendance.Your key responsibilities will...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

MUFG is seeking a skilled Banking Compliance Expert to join our Financial Control Department, Accounting Section. In this role, you'll be responsible for ensuring compliance with regulatory requirements, managing the preparation and submission of banking returns, surveys, and regulatory reports.Our ideal candidate will have a strong background in banking and...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...