Risk and Regulatory Compliance Expert
23 hours ago
We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.
With a strong background in the Financial Services industry and ideally experience in Management Consulting, you will be responsible for delivering high-quality results under minimal supervision. Your expertise in HKMA and/or SFC regulations is essential, along with professional qualifications such as CPA, CFA, FRM, or CAMS.
The ideal candidate will possess excellent project management and stakeholder management skills, with the ability to work independently and contribute to business development activities. Fluency in spoken and written English and Cantonese is a must, with Mandarin fluency being an advantage.
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Governance, Risk, and Regulatory Expert
16 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Standard Chartered Life and Careers Full timeWe are seeking a highly experienced Governance, Risk, and Regulatory Expert to join our team. In this role, you will be responsible for highlighting significant matters for the attention of senior management and senior risk committees, and actively participating in key committees through standing membership/attendance.Your key responsibilities will...
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Regulatory Compliance Expert Leader
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeJob OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...
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Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full timeJob Summary:We are seeking a seasoned Compliance Risk Manager to enhance compliance initiatives at both regional and local levels for our client, a leading global insurance company.Key Responsibilities:Develop and implement comprehensive compliance policies and procedures to ensure adherence to regulatory requirements.Support the execution of annual...
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Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full timeJob DescriptionOur client, The Profile Group (HK) Ltd (a Wilson Company), is seeking a skilled Compliance Contractor to join their small compliance team for a 12-month contract.The successful candidate will be responsible for overseeing a broad range of regulatory and investment compliance matters. This includes ensuring adherence to relevant laws and...
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Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob Description:A regulatory compliance specialist is required by Ashford Benjamin Ltd to provide expert advice on regulatory matters to the company's licensed entities and fund business in the Asia Pacific region.Key Responsibilities:Monitor relevant regulatory changes and developments, implement related policies and procedures, support new business...
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Compliance Director
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeLarson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...
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Regulatory Compliance Specialist
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCompany OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...
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Regulatory Compliance Expert with APAC Focus
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full timeJob DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...
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Regulatory Compliance Officer
19 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China OSL Full timeJob Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...
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Compliance Expert
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full timeAbout UsHARBRIDGE PARTNERS is a leading employment agency that provides top talent to the financial services industry.We are currently seeking an experienced Compliance Expert to join our team in Hong Kong.Job DescriptionThe Compliance Expert will be responsible for overseeing and advising on all Hong Kong-related compliance and regulatory matters,...
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Credit and Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group (Global) Ltd Full timeJob Description:The successful candidate will play a critical role in evaluating credit risk and ensuring compliance with regulatory requirements. They will perform thorough analyses of credit applications, leveraging their expertise in financial modeling and data analysis. In addition to their analytical skills, the ideal candidate will possess excellent...
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Compliance Expert
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full timeChina Construction Bank (Asia) Corporation Limited is looking for a skilled Compliance Expert to join our team as an Internal Audit Professional. In this role, you will be responsible for participating in internal audits, analyzing business systems and internal controls, and identifying potential risks.The ideal candidate will have a strong understanding of...
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Compliance and Risk Analyst
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeNorthern Trust is a global leader in financial services, dedicated to providing expert guidance and innovative solutions to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Job Description:The Senior Compliance Analyst will be...
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Risk Management Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Omni Group Asia Ltd. Full timeOmni Group Asia Ltd.We are seeking a seasoned professional to assume the role of Senior Compliance Manager, overseeing regulatory affairs in key markets. The ideal candidate will possess in-depth knowledge of compliance requirements in China, India, and Malaysia, with experience in managing M&A due diligence for transactions.About the RoleThis is a...
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China JC Executive Search Full timeCompany Overview:At JC Executive Search, we pride ourselves on being a leading recruitment agency in the financial services industry. Our team of experts has years of experience in finding top talent for our clients, and we are committed to providing exceptional service.We are currently seeking a Compliance Manager to join our team. The successful candidate...
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Regulatory Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China VISTRA Full timeVistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...
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Risk and Compliance Manager
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob Description:The Bank of China (Hong Kong) Limited is seeking a Risk and Compliance Manager to join its team. As an AML/CFT expert, you will play a key role in ensuring the bank's compliance with relevant government regulations and internal guidelines.Key Responsibilities:Review customer profiles, CDD, KYC documents, and customer statistic data for...
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Compliance Risk Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeAbout CitiCiti is a leading global bank with a rich history of innovation and customer service excellence. We have a unique position in the market, combining a vast global network with on-the-ground expertise to connect the dots, anticipate change, and empathize with the needs of our clients and customers.At Citi, we're committed to shaping the future of...
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Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeA premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...
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Regulatory Expert in Crypto Markets
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeRegulatory Compliance and Licensing ManagerTbwa Chiat/Day Inc is looking for a highly skilled Regulatory Compliance and Licensing Manager to help us navigate the complexities of digital assets. As a key member of our team, you will play a crucial role in ensuring our compliance with global regulations and identifying new opportunities for growth.Your...