Risk and Compliance Manager

We are looking for a highly skilled Risk and Compliance Leader to join our team. In this role, you will be responsible for managing operational risks within the team and ensuring compliance with applicable internal policies, and external laws and regulations.Your key responsibilities will include:Embedding a culture of collaboration and accountability with a...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

About Ashford Benjamin LtdWe are partnering with a reputable bank to fill the role of Compliance Specialist for Risk Management.Key Responsibilities:Oversee and manage the customer due diligence process, ensuring adherence to regulatory standards and internal policies.Conduct thorough reviews of customer profiles, due diligence documents, and risk data...

About the Role:This is an exciting opportunity for a Senior Risk & Regulatory Compliance professional to join our team in Hong Kong. As a key member of our Financial Services work stream, you will play a critical role in delivering high-quality projects and services to our clients.Your responsibilities will include participating in projects with leading...

About the RoleWe are seeking an experienced Compliance Officer - Risk Management to join our team at SinoPac Securities (Asia) Limited. The successful candidate will be responsible for ensuring the effective management of risks and ensuring compliance with regulatory requirements.Main Responsibilities:Coordinate with other departments on legal, compliance,...

Societe Generale is a leading international banking group with a strong presence in Europe and Asia. We are committed to providing high-quality financial services to our clients while maintaining the highest standards of corporate governance and risk management.Job DescriptionThe Vice President, Compliance 2nd Level Control, Asia Pacific will be responsible...

About the RoleThe successful candidate will be responsible for governing cybersecurity compliance, developing security policies standards, procedures, and guidelines, conducting review, attestation, and assurance, and maintaining security risk registers and treatment plans.

Larson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...

Company OverviewDBS Bank (Hong Kong) Limited is a leading financial institution committed to upholding the highest standards of integrity and compliance. Our Group Legal, Compliance & Secretariat team plays a vital role in ensuring that our business activities are conducted in a manner that protects our reputation, capital, and regulatory standing.Job...

Job DescriptionWe are seeking a Vice President, Compliance Risk Management Leader to join our team in Asia Pacific. As a key member of our compliance function, you will be responsible for managing and implementing risk-based control plans to ensure compliance with regulatory requirements.Key ResponsibilitiesDevelop and implement risk-based control plans to...

Job SummaryWe are seeking an experienced Risk Management and Compliance Leader to join our team at the Bank of China (Hong Kong) Limited. The ideal candidate will have a strong background in Anti-Money Laundering (AML) and be able to lead our AML efforts.

About CitiCiti is a leading global financial services company with a rich history spanning over 200 years. With a presence in 100 countries, we provide a wide range of financial products and services to institutional clients, governments, corporate clients, and retail banking customers.Our Commitment to ComplianceWe take compliance very seriously at Citi....

Operational Risk Management RoleBowen Partners is seeking a seasoned Operational Risk Management Professional to support our client's growth strategy in Asia. As a Senior Risk Manager, you will be responsible for establishing and developing the Operational Risk framework for the region.The ideal candidate will have:8-12 years of experience in operational...

**Job Description for Risk Management Specialist - Governance and Compliance at Bank Of China (Hong Kong) Limited**Overview:We are seeking a highly skilled Risk Management Specialist to join our team in Hong Kong. As a key member of our Governance and Compliance department, you will play a crucial role in ensuring the bank's operational risks are effectively...

Citibank (Switzerland) AG is looking for a talented Risk and Compliance Analyst to join our team. The successful candidate will have a strong understanding of risk management principles and experience in conducting risk assessments and developing mitigation strategies.The ideal candidate will have a bachelor's degree or equivalent experience and 2-5 years'...

Job Summary:We are seeking a seasoned Compliance Risk Manager to enhance compliance initiatives at both regional and local levels for our client, a leading global insurance company.Key Responsibilities:Develop and implement comprehensive compliance policies and procedures to ensure adherence to regulatory requirements.Support the execution of annual...

About CitiCiti is a leading global bank with a rich history of innovation and customer service excellence. We have a unique position in the market, combining a vast global network with on-the-ground expertise to connect the dots, anticipate change, and empathize with the needs of our clients and customers.At Citi, we're committed to shaping the future of...

Northern Trust is a global leader in financial services, dedicated to providing expert guidance and innovative solutions to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Job Description:The Senior Compliance Analyst will be...

Citibank (Switzerland) AG is committed to supporting the growth and development of its employees. As a AML Compliance Risk Management Expert, you will have the opportunity to expand your skills and make a difference in the field of Anti-Money Laundering (AML). The position is responsible for performing risk and compliance reviews in coordination with the...

About the RoleAs a Risk Management Professional, you will play a key part in ensuring the bank's compliance with regulatory requirements. Your primary responsibility will be to collect and analyze data for daily compliance monitoring.Key ResponsibilitiesDesign and prepare regular market risk internal control or monitoring reportsCarry out real-time risk...