Compliance Specialist for Risk Management

24 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

About Ashford Benjamin Ltd

We are partnering with a reputable bank to fill the role of Compliance Specialist for Risk Management.

Key Responsibilities:

  • Oversee and manage the customer due diligence process, ensuring adherence to regulatory standards and internal policies.
  • Conduct thorough reviews of customer profiles, due diligence documents, and risk data during onboarding and periodic assessments.
  • Analyze risk information to identify potential risks associated with customers and recommend appropriate actions.
  • Collaborate with compliance and risk management teams to ensure all risk processes align with local and international regulations.
  • Develop and implement training programs related to anti-money laundering (AML) and combating the financing of terrorism (CFT) compliance for staff members.
  • Perform gap analyses on current policies and procedures to address regulatory changes and audit findings.
  • Prepare reports on risk activities and present findings to senior management.

Qualifications:

  • Bachelor's degree in Banking, Finance, Business Administration, or a related field.
  • Around 5 years of relevant experience in risk management, customer due diligence, or compliance roles within banking or fintech environments.
  • Proven experience working with payment systems, fintech platforms, or digital wallets is highly desirable.
  • Familiarity with regulatory requirements related to AML/CFT in the financial services sector.
  • Professional certifications such as CAMS or AAMLP Core Level are advantageous.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) and proficient in Chinese word processing.
  • Excellent communication skills in both English and Chinese.


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