Risk Management Specialist
2 days ago
A global financial services firm is seeking a Risk Management Specialist to join their asset management business team.
Roles and Responsibilities:
Key Functions:
• Provide risk management and compliance expertise to the Asset Management business, ensuring alignment with regulatory requirements.
• Develop and maintain effective risk controls and operational procedures to mitigate potential risks.
• Liaise with local regulators, such as the Securities and Futures Commission (SFC), to ensure compliance.
• Assist the Head of Compliance in committee and board meetings, representing the firm at various industry associations.
• Deliver training programs on risk management and compliance initiatives to the firm.
Requirements:
Your Expertise:
• Minimum 6 years of experience in compliance and risk management within asset managers or securities houses.
• Strong understanding of SFC requirements and regulations.
• Proven track record in risk management and compliance, with a focus on asset management.
• Effective communication skills in English and Cantonese, both written and spoken.
• Strong stakeholder management skills to build and maintain relationships with key stakeholders.
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