Compliance Risk Manager APAC

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Job Description:We are seeking a seasoned Senior Compliance Executive Leader to spearhead our Compliance efforts in the Asia Pacific (APAC) region. As a key member of our team, you will be responsible for providing strategic guidance and oversight to ensure compliance with regulatory requirements and company policies.About Us:Moody's is a leading provider of...

Societe Generale is a leading international banking group with a strong presence in Europe and Asia. We are committed to providing high-quality financial services to our clients while maintaining the highest standards of corporate governance and risk management.Job DescriptionThe Vice President, Compliance 2nd Level Control, Asia Pacific will be responsible...

A rare opportunity has arisen for a highly skilled compliance professional to join Ashford Benjamin's Hong Kong office.This challenging role requires expertise in compliance risk management, with a focus on APAC fund compliance.Candidates should have at least 3 years of experience in compliance, covering fund businesses, with a solid understanding of SFC...

Northern Trust is a global leader in financial services, dedicated to providing expert guidance and innovative solutions to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Job Description:The Senior Compliance Analyst will be...

Ashford Benjamin, a reputable asset manager in Hong Kong, is seeking a skilled professional to join their compliance team. This exciting opportunity will provide exposure in the APAC region, covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated...

Job DescriptionThis is an exceptional opportunity for a Commercial Operations Manager APAC to join our dynamic team. As a key member of our APAC Commercial Risk team, you will play a crucial role in ensuring the successful operation of our business.Your primary responsibility will be to provide day-to-day management and support to ensure APAC Commercial Risk...

Ashford Benjamin is recruiting a Compliance Specialist to join their Hong Kong team. This role offers an exciting opportunity for professionals to gain exposure in the APAC region, covering alternative investment funds.The successful candidate will provide compliance advisory services to fund businesses, manage employee compliance matters, stay updated on...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

Job DescriptionSociete Generale is seeking a highly experienced and skilled Risk Based Control Specialist to join our team in Asia Pacific. As a key member of the Compliance team, you will be responsible for managing the control framework across the region.The ideal candidate will have extensive experience in compliance risk management, with a strong...

About CSC Global Financial MarketsCSC Global Financial Markets is a leading provider of financial services, committed to delivering innovative solutions to our clients. We are seeking an experienced Compliance Risk Management Specialist to join our team.Job SummaryThe Compliance Risk Management Specialist will be responsible for ensuring that all aspects of...

About Ashford Benjamin LtdWe are partnering with a reputable bank to fill the role of Compliance Specialist for Risk Management.Key Responsibilities:Oversee and manage the customer due diligence process, ensuring adherence to regulatory standards and internal policies.Conduct thorough reviews of customer profiles, due diligence documents, and risk data...

About the Role:This is an exciting opportunity for a Senior Risk & Regulatory Compliance professional to join our team in Hong Kong. As a key member of our Financial Services work stream, you will play a critical role in delivering high-quality projects and services to our clients.Your responsibilities will include participating in projects with leading...

Job Overview:We are seeking a highly experienced Senior Compliance Specialist to join our team in Asia Pacific. The successful candidate will be responsible for providing expert advice on compliance risks and policies across the region.Key Responsibilities:Provide expert advice on compliance risks and policies;Conduct regular risk assessments and monitoring...

About the RoleWe are seeking an experienced Compliance Officer - Risk Management to join our team at SinoPac Securities (Asia) Limited. The successful candidate will be responsible for ensuring the effective management of risks and ensuring compliance with regulatory requirements.Main Responsibilities:Coordinate with other departments on legal, compliance,...

Job DescriptionWe are seeking a Compliance Risk Manager to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Create, implement, and maintain policies, procedures, and controls to ensure...

Job DescriptionThe MD-Designated Compliance Officer position is a senior leadership role responsible for overseeing the compliance program in the Asia-Pacific (APAC) region. This includes providing guidance and advice to business units on regulatory matters, serving as a subject matter expert on key risks, and coordinating with regulators.

Location(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We strive to create an inclusive environment where everyone feels...

Job DescriptionThe ConnectedGroup is seeking a seasoned APAC Legal Counsel to provide comprehensive legal support across commercial and employment matters for their operations in the region. As sole counsel, you will collaborate with various teams to ensure compliance with local laws and regulations while mitigating legal risks, working with external counsel...

Your ResponsibilitiesOversee corporate expansions, liquidations, integrations, and coordination of corporate compliance, governance, and maintenance for Alphabet subsidiaries in the APAC region.Plan and coordinate board/shareholder meetings in accordance with local statutory and regulatory requirements, including attending meetings, preparing...