Compliance Risk Manager
5 days ago
Ashford Benjamin, a reputable asset manager in Hong Kong, is seeking a skilled professional to join their compliance team. This exciting opportunity will provide exposure in the APAC region, covering alternative investment funds.
The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.
Candidates should possess at least 3 years of experience in compliance, covering fund businesses, with a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.
This mid-senior level position offers full-time employment in a dynamic environment, requiring strong legal, finance, and business development skills.
Key responsibilities include:
- Providing compliance advisory services to fund businesses
- Managing employee compliance matters
- Staying updated on rules and regulations
- Establishing effective compliance programs
- Implementing compliance frameworks and procedures
- Oversighting general compliance matters
The ideal candidate will have excellent communication and analytical skills, with the ability to work effectively in a team environment.
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