Senior Compliance Executive Leader for APAC

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

A premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

About Northern Trust: Northern Trust, a global leader in financial services, is committed to providing innovative solutions and expert guidance to individuals, families, and institutions. With over 130 years of experience, we serve the world's most sophisticated clients using cutting-edge technology and exceptional service.Role Summary:The Senior Compliance...

A rare opportunity has arisen for a highly skilled compliance professional to join Ashford Benjamin's Hong Kong office.This challenging role requires expertise in compliance risk management, with a focus on APAC fund compliance.Candidates should have at least 3 years of experience in compliance, covering fund businesses, with a solid understanding of SFC...

Ashford Benjamin is a reputable recruitment agency supporting compliance professionals in their career growth. This exciting opportunity allows experienced Compliance Specialists to gain exposure in the APAC region, focusing on alternative investment funds.The role involves providing strategic guidance to fund businesses, managing employee compliance...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

We are seeking a Mid-Senior level Compliance Professional to join our client's Hong Kong team as part of their expansion into the APAC region.Key ResponsibilitiesProvide compliance advisory to fund businessesManage employee compliance mattersStay updated on rules and regulationsEstablish effective compliance programsThe ideal candidate will have a strong...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

About Northern Trust:Northern Trust, a globally recognized financial institution, has been serving the world's most successful individuals, families, and institutions since 1889.We are committed to providing innovative financial services and guidance by adhering to our core principles of service, expertise, and integrity. With over 130 years of experience...

The Senior Portfolio Manager Leader role at North Rock Capital Management, LLC involves overseeing the onboarding process of new portfolio managers onto our platform in the APAC region. This leader will also be responsible for managing projects within the onboarding space, ensuring seamless integrations with internal teams and stakeholders.Key...

Job OverviewWe are seeking a Strategic Procurement Leader to join our team at JC Executive Search. This is an exceptional opportunity for a seasoned procurement professional to lead the development of corporate policy, procedures, systems, and governance models that drive operational efficiency and effectiveness.ResponsibilitiesEstablish and enhance...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

Location(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We strive to create an inclusive environment where everyone feels...

Job OverviewThe Head of Compliance role at Hang Seng Bank Limited is a critical position responsible for ensuring the effective management and mitigation of Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks. This senior executive will lead the implementation of policies, processes, and systems to maintain an objective assessment of risk...

Key Responsibilities:Work closely with the Head of Index & Analytics Marketing to develop marketing strategies and initiatives for the APAC region, aligned with business objectives, for both internal and external audiences.Engage with internal stakeholders and senior leaders to refine messaging and positioning for research and product campaigns to meet the...

We are seeking an Executive Banking Leader to join our senior management team as an Executive Officer, focusing on Type 9 activities. The successful candidate will oversee and manage banking operations in alignment with strategic goals.Main Duties and Responsibilities:Drive initiatives to enhance service delivery and customer satisfactionCollaborate with...

Company OverviewWe are JC Executive Search, a global recruitment agency with a presence in Hong Kong.SalaryThe salary will be based on market standards and commensurate with experience.Job DescriptionAbout the RoleLeadership and Management: As a senior finance executive, you will be responsible for overseeing all aspects of finance operations, including...

Job Summary: We are looking for a Senior Regional Surveillance Director for APAC to lead our team in providing surveillance and compliance services to the region. The successful candidate will have a strong background in financial markets, conduct risk, trading data, and data governance.This role involves collaborating with senior management, business lines,...

There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. ​ We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do matters. We invite you to explore the opportunity to join us and grow...