APAC Compliance Advisor

We are looking for a Lead Legal Advisor, APAC, to join our team at Mitsubishi UFJ Financial Group (MUFG). As a key member of our legal department, you will be responsible for providing expert legal advice and support to our corporate and investment banking business in the Asia Pacific region.The successful candidate will have a strong background in common...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Making informed decisions requires access to reliable and accurate information. As a Senior Compliance Associate, you will play a critical role in ensuring that our compliance programs are effective and up-to-date.The successful candidate will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. Key...

We are seeking a highly experienced AML expert to join our team at Ashford Benjamin. As a Financial Crime Compliance VP, you will be responsible for providing senior AML guidance across the APAC region, ensuring compliance with regulatory requirements.Key responsibilities include advising on AML/KYC matters, overseeing investigations, and collaborating with...

About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Unicorn Advisor (HK) Limited.Key Responsibilities:Provide expert guidance and support on compliance matters related to daily operations and new business initiatives.Review and maintain internal policies and procedures to ensure adherence to regulatory...

At Unicorn Advisor (HK) Limited, you will be working closely with the head of Corporate Finance and head of QA.Fluency in Mandarin is essential for this role.We are seeking a highly skilled professional to join our team as an Investment Operations Compliance Specialist.Key Responsibilities:Ensure compliance with relevant laws and regulations in investment...

Ashford Benjamin is assisting a leading asset manager in hiring a Compliance Specialist for their Hong Kong team. This role offers a unique opportunity for Compliance Professionals to gain exposure in the APAC region, focusing on alternative investment funds.The successful candidate will be responsible for providing compliance advisory services to fund...

A premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

Ashford Benjamin is a reputable recruitment agency supporting compliance professionals in their career growth. This exciting opportunity allows experienced Compliance Specialists to gain exposure in the APAC region, focusing on alternative investment funds.The role involves providing strategic guidance to fund businesses, managing employee compliance...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

Job SummaryWe are seeking a highly skilled Compliance and Control Officer to join our team in Asia Pacific. The successful candidate will be responsible for managing autonomously the responsibilities set out in this job description.Responsibilities:Collect and Analyse compliance risk indicatorsBuild a risk based yearly Control plan for APACCoordinate the...

We are seeking an experienced Compliance Generalist to join our client's Hong Kong team. This individual will be responsible for ensuring the firm's compliance with relevant laws and regulations, particularly in relation to alternative investment funds.Key responsibilities include providing compliance advisory services to fund businesses, managing employee...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong. The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...

About iCapital:iCapital is a pioneering fintech company that has revolutionized the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have established ourselves as a trusted partner in the industry, with approximately $210 billion in global...

Company OverviewWe are Wah Kwong Maritime Transport Holdings Limited, a leading player in the maritime transportation industry.Job DescriptionContract and Compliance Specialist: Work closely with the General Counsel to review, draft, and negotiate contracts and agreements;Regulatory Compliance Officer: Ensure all activities adhere to applicable laws and...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. We pride ourselves on providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise,...

At WSPN, we are seeking a highly skilled and experienced Senior Legal Advisor to join our team. As a key member of the legal department, you will be responsible for providing expert legal guidance on complex matters related to stablecoin and digital currency regulation.The successful candidate will have a deep understanding of global regulatory compliance...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...